CPA
NIE

Cowen Prime Advisors’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Cowen Prime Advisors’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-16,000
Closed -$293K – 293
2013
Q2 		$293K Buy
+16,000
New +$296K 0.12% 88

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cowen Prime Advisors's NIE Position: Q3 2013 in Review

Cowen Prime Advisors sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2013, closing a stake of 16,000 shares — an estimated $293K sold.

Cowen Prime Advisors first reported a position in NIE in Q2 2013 and held it in 1 quarter. The position peaked at $293K in Q2 2013. 39 funds tracked by Wall St. Rank hold NIE as of Q3 2013.

  • Cowen Prime Advisors reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2013 after selling out during the quarter.
  • Cowen Prime Advisors sold 16,000 Virtus Equity & Convertible Income Fund shares in Q3 2013, an estimated $293K.
  • Cowen Prime Advisors first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and held it in 1 quarter.
  • Cowen Prime Advisors's Virtus Equity & Convertible Income Fund position peaked at $293K in Q2 2013.
  • 39 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2013.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.