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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$24M +$1.28M +65,518 +6%
Morgan Stanley
2
Morgan Stanley
New York
$9.51M -$1.43M -72,720 -13%
AAM
3
Advisors Asset Management
Colorado
$8.53M +$344K +17,539 +4%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$8.42M -$3.23M -164,862 -28%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$8.31M +$1.18M +60,153 +17%
GC
6
Guggenheim Capital
Illinois
$7.88M +$192K +9,789 +3%
RJA
7
Raymond James & Associates
Florida
$7.4M -$286K -14,587 -4%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$6.94M +$605K +30,885 +10%
Bank of America
9
Bank of America
North Carolina
$4.95M +$1.53M +78,091 +45%
UBS Group
10
UBS Group
Switzerland
$4.54M +$390K +19,917 +9%
SDWIA
11
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$3.83M +$13.2K +674 +0.3%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.73M +$284K +14,493 +12%
IWC
13
Integrated Wealth Concepts
Massachusetts
$1.95M +$77.5K +3,952 +4%
Invesco
14
Invesco
Georgia
$1.63M -$421K -21,470 -21%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.54M +$299K +15,231 +24%
Ameriprise
16
Ameriprise
Minnesota
$1.51M +$371K +18,907 +33%
BRWA
17
B. Riley Wealth Advisors
Florida
$1.34M +$418K +21,339 +45%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.28M -$67.8K -3,461 -5%
LPL Financial
19
LPL Financial
California
$1.21M +$68.8K +3,508 +6%
GEM
20
Global Endowment Management
North Carolina
$1.18M
BKA
21
Brick & Kyle Associates
Pennsylvania
$1.12M +$38.4K +1,957 +4%
Cohen & Steers
22
Cohen & Steers
New York
$1.1M
SPIA
23
Steward Partners Investment Advisory
New York
$731K -$60.1K -3,066 -8%
RIL
24
Rothschild Investment LLC
Illinois
$625K +$19.6K +1,000 +3%
SC
25
Stolper & Co
Oklahoma
$615K +$48.4K +2,468 +9%