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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$22.9M -$2M -110,587 -8%
AAM
2
Advisors Asset Management
Colorado
$17M -$1.07M -59,285 -6%
Morgan Stanley
3
Morgan Stanley
New York
$13.4M +$65.1K +3,594 +0.5%
RCM
4
Rivernorth Capital Management
Florida
$9.4M -$2.21M -121,780 -19%
Wells Fargo
5
Wells Fargo
California
$8.18M +$722K +39,850 +10%
GC
6
Guggenheim Capital
Illinois
$6.5M -$506K -27,958 -7%
UBS Group
7
UBS Group
Switzerland
$5.43M +$211K +11,662 +4%
Invesco
8
Invesco
Georgia
$4.47M -$38.5K -2,127 -0.9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.62M +$140K +7,738 +6%
RJA
10
Raymond James & Associates
Florida
$2.53M +$44.4K +2,454 +2%
Bank of America
11
Bank of America
North Carolina
$2.16M +$127K +7,009 +6%
1CP
12
1607 Capital Partners
Virginia
$1.8M -$705K -38,945 -28%
LPL Financial
13
LPL Financial
California
$1.52M -$1.12M -61,993 -43%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$1.14M +$156K +8,635 +16%
GEM
15
Global Endowment Management
North Carolina
$1.1M
RJFSA
16
Raymond James Financial Services Advisors
Florida
$780K -$36.5K -2,015 -5%
RIL
17
Rothschild Investment LLC
Illinois
$638K
RVPG
18
Relative Value Partners Group
$585K -$115K -6,352 -17%
TC
19
Telemus Capital
Michigan
$559K +$53.5K +2,953 +11%
OC
20
Oppenheimer & Co
New York
$505K -$370K -20,403 -43%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$455K +$31K +1,711 +7%
BC
22
Brinker Capital
Pennsylvania
$423K +$33.7K +1,862 +9%
CWM
23
Concert Wealth Management
California
$410K
CA
24
Cetera Advisors
Colorado
$402K +$172K +9,480 +76%
BKA
25
Brick & Kyle Associates
Pennsylvania
$368K +$53K +2,925 +17%