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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$24.9M +$262K +11,799 +1%
Morgan Stanley
2
Morgan Stanley
New York
$15.1M -$1.69M -75,923 -9%
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$11.9M +$7.38M +332,180 +131%
AAM
4
Advisors Asset Management
Colorado
$9.64M +$930K +41,852 +10%
RJA
5
Raymond James & Associates
Florida
$8.02M +$189K +8,491 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.38M +$244K +10,981 +3%
GC
7
Guggenheim Capital
Illinois
$6.32M -$1.35M -60,612 -16%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$6.28M +$416K +18,721 +6%
KIM
9
Karpus Investment Management
New York
$5.19M +$1.7M +76,621 +43%
UBS Group
10
UBS Group
Switzerland
$4.12M -$2.22M -99,871 -33%
SDWIA
11
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$3.83M -$15.7K -707 -0.4%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.64M -$67.6K -3,045 -2%
Invesco
13
Invesco
Georgia
$2.51M -$45.9K -2,065 -2%
SFS
14
Shaker Financial Services
Virginia
$2.02M -$901K -40,583 -29%
IWC
15
Integrated Wealth Concepts
Massachusetts
$1.92M +$183K +8,252 +10%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.46M +$610K +27,458 +61%
LPL Financial
17
LPL Financial
California
$1.35M +$92K +4,144 +7%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.29M +$21.5K +966 +2%
GEM
19
Global Endowment Management
North Carolina
$1.22M
Cohen & Steers
20
Cohen & Steers
New York
$1.14M +$274K +12,349 +28%
BKA
21
Brick & Kyle Associates
Pennsylvania
$1.11M +$38.9K +1,750 +3%
AA
22
AQR Arbitrage
Connecticut
$1.09M +$301K +13,541 +34%
First Trust Advisors
23
First Trust Advisors
Illinois
$885K -$53.4K -2,405 -5%
KFGK
24
Keystone Financial Group (Kentucky)
Kentucky
$827K -$50.8K -2,289 -5%
SPIA
25
Steward Partners Investment Advisory
New York
$800K -$31.2K -1,403 -3%