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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$25.1M +$2.1M +93,884 +10%
AAM
2
Advisors Asset Management
Colorado
$21.6M +$3.07M +136,942 +17%
GC
3
Guggenheim Capital
Illinois
$12.1M +$30.9K +1,378 +0.3%
Morgan Stanley
4
Morgan Stanley
New York
$11.5M -$609K -27,210 -5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$10.6M +$176K +7,868 +2%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$8.82M +$57.8K +2,582 +0.7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7M +$832K +37,138 +14%
Bank of America
8
Bank of America
North Carolina
$5.47M -$1.51M -67,327 -22%
RJA
9
Raymond James & Associates
Florida
$5.19M -$391K -17,443 -7%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.98M +$114K +5,086 +2%
UBS Group
11
UBS Group
Switzerland
$4.94M +$16K +714 +0.3%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$4.76M -$2.1M -93,846 -31%
AF
13
Allworth Financial
California
$4.69M -$1.77M -79,033 -28%
LPL Financial
14
LPL Financial
California
$2.61M +$471K +21,014 +23%
Invesco
15
Invesco
Georgia
$2.43M +$676K +30,202 +41%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.31M +$118K +5,288 +6%
BRWA
17
B. Riley Wealth Advisors
Florida
$1.88M +$137K +6,128 +8%
SA
18
Sanctuary Advisors
Indiana
$1.77M +$1.81M +80,888 New
Ameriprise
19
Ameriprise
Minnesota
$1.68M -$22.3K -995 -1%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.54M -$263K -11,745 -15%
CIA
21
Capital Investment Advisors
Georgia
$1.53M +$22.4K +1,000 +2%
OC
22
OxenFree Capital
Florida
$1.5M +$104K +4,646 +8%
GEM
23
Global Endowment Management
North Carolina
$1.39M
Osaic Holdings
24
Osaic Holdings
Arizona
$1.39M -$1.48M -66,017 -53%
LCM
25
Landscape Capital Management
New Jersey
$936K -$784K -35,031 -47%