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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$24M -$1.66M -65,631 -6%
AAM
2
Advisors Asset Management
Colorado
$21.5M +$75.9K +2,998 +0.3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.2M +$281K +11,079 +2%
Morgan Stanley
4
Morgan Stanley
New York
$13.3M -$94.7K -3,740 -0.7%
GC
5
Guggenheim Capital
Illinois
$11.9M +$1.49M +58,661 +14%
Raymond James Financial
6
Raymond James Financial
Florida
$11.5M -$129K -5,097 -1%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$10.2M +$151K +5,959 +2%
SCM
8
Saba Capital Management
New York
$7.43M +$7.55M +298,200 New
LPL Financial
9
LPL Financial
California
$6.73M +$1.44M +56,895 +27%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$5.38M +$58.2K +2,299 +1%
UBS Group
11
UBS Group
Switzerland
$3.48M -$767K -30,270 -18%
Bank of America
12
Bank of America
North Carolina
$2.99M -$161K -6,338 -5%
WAM
13
Wolverine Asset Management
Illinois
$2.83M -$1.31M -51,721 -31%
Invesco
14
Invesco
Georgia
$2.79M +$136K +5,356 +5%
CA
15
Cornerstone Advisors
North Carolina
$2.72M -$2.91M -115,013 -51%
WIA
16
World Investment Advisors
California
$2.63M +$215K +8,496 +9%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.25M -$50.7K -2,001 -2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.08M +$9.37K +370 +0.4%
EPW
19
Evolve Private Wealth
California
$2.03M +$2.02M +79,712 New
DADC
20
D.A. Davidson & Co
Montana
$1.99M +$240K +9,488 +13%
SFS
21
Shaker Financial Services
Virginia
$1.73M -$959K -37,852 -36%
Allspring Global Investments
22
Allspring Global Investments
North Carolina
$1.67M +$350K +13,817 +26%
OC
23
OxenFree Capital
Florida
$1.41M +$14.1K +556 +1%
CIA
24
Capital Investment Advisors
Georgia
$1.39M -$108K -4,250 -7%
P
25
&Partners
Tennessee
$1.3M +$718K +28,335 +120%