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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$26.5M +$716K +35,697 +3%
Morgan Stanley
2
Morgan Stanley
New York
$10.1M -$169K -8,443 -2%
GC
3
Guggenheim Capital
Illinois
$9.69M +$1.14M +57,111 +14%
AAM
4
Advisors Asset Management
Colorado
$9.42M +$226K +11,280 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$9.03M +$86.2K +4,298 +1%
RJA
6
Raymond James & Associates
Florida
$7.84M -$113K -5,633 -1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.67M +$188K +9,387 +3%
Allspring Global Investments
8
Allspring Global Investments
North Carolina
$7.49M -$1.5M -74,740 -17%
AF
9
Allworth Financial
California
$6.72M +$6.37M +317,757 New
Bank of America
10
Bank of America
North Carolina
$6.16M +$793K +39,541 +16%
UBS Group
11
UBS Group
Switzerland
$5.01M +$125K +6,239 +3%
SDWIA
12
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.18M +$51.1K +2,551 +1%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.86M -$70.7K -3,529 -3%
IWC
14
Integrated Wealth Concepts
Massachusetts
$1.92M -$167K -8,347 -8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.88M +$217K +10,801 +14%
BRWA
16
B. Riley Wealth Advisors
Florida
$1.71M +$252K +12,578 +18%
Ameriprise
17
Ameriprise
Minnesota
$1.66M +$28.7K +1,434 +2%
Invesco
18
Invesco
Georgia
$1.43M -$310K -15,448 -19%
LPL Financial
19
LPL Financial
California
$1.39M +$79.2K +3,952 +6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.29M -$81.3K -4,056 -6%
GEM
21
Global Endowment Management
North Carolina
$1.27M
BKA
22
Brick & Kyle Associates
Pennsylvania
$1.21M -$5.71K -285 -0.5%
Cohen & Steers
23
Cohen & Steers
New York
$1.19M
KFGK
24
Keystone Financial Group (Kentucky)
Kentucky
$935K +$886K +44,189 New
SPIA
25
Steward Partners Investment Advisory
New York
$654K -$126K -6,268 -17%