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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$35.4M -$6.68M -217,385 -16%
Morgan Stanley
2
Morgan Stanley
New York
$19.6M +$489K +15,918 +3%
AAM
3
Advisors Asset Management
Colorado
$18.2M -$2.62M -85,191 -12%
UBS Group
4
UBS Group
Switzerland
$13.2M +$834K +27,152 +7%
KIM
5
Karpus Investment Management
New York
$11.8M -$4.13M -134,505 -26%
GC
6
Guggenheim Capital
Illinois
$11.7M +$208K +6,769 +2%
RJA
7
Raymond James & Associates
Florida
$10.9M +$3.38M +109,897 +44%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.15M +$3.93K +128 +0%
SIA
9
Sit Investment Associates
Minnesota
$6.36M +$6.48M +210,959 New
CA
10
Cornerstone Advisors
North Carolina
$6.06M -$4.3M -139,800 -41%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
$5.99M +$6.11M +198,666 New
SDWIA
12
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$5.16M +$70.2K +2,286 +1%
Invesco
13
Invesco
Georgia
$4.67M -$340K -11,057 -7%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$4.53M +$291K +9,481 +7%
SFS
15
Shaker Financial Services
Virginia
$4.12M +$176K +5,716 +4%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.69M -$10K -327 -0.3%
Stifel Financial
17
Stifel Financial
Missouri
$3.29M +$17.4K +566 +0.5%
GEM
18
Global Endowment Management
North Carolina
$1.81M
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.73M +$65.5K +2,130 +4%
LSC
20
Logan Stone Capital
Illinois
$1.64M +$1.67M +54,465 New
BKA
21
Brick & Kyle Associates
Pennsylvania
$1.5M +$18.4K +600 +1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.4M +$57.4K +1,867 +4%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.34M +$12.2K +396 +0.9%
Cohen & Steers
24
Cohen & Steers
New York
$1.32M +$362K +11,790 +37%
WAM
25
Wolverine Asset Management
Illinois
$1.31M -$2.67M -87,014 -67%