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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$25.2M -$1.31M -56,448 -4%
AAM
2
Advisors Asset Management
Colorado
$17.9M -$2.2M -94,573 -18%
Morgan Stanley
3
Morgan Stanley
New York
$17M +$2.59M +111,565 +16%
RJA
4
Raymond James & Associates
Florida
$8.02M +$19.5K +838 +0.2%
GC
5
Guggenheim Capital
Illinois
$7.71M -$169K -7,279 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.31M +$54.8K +2,357 +0.7%
UBS Group
7
UBS Group
Switzerland
$6.28M -$4.38M -188,325 -38%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$6.03M +$1.44M +61,878 +27%
Allspring Global Investments
9
Allspring Global Investments
North Carolina
$5.27M +$451K +19,401 +8%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$3.92M +$196K +8,455 +5%
KIM
11
Karpus Investment Management
New York
$3.72M +$1.12M +48,056 +37%
CA
12
Cornerstone Advisors
North Carolina
$3.04M +$3.4M +146,500 New
SFS
13
Shaker Financial Services
Virginia
$2.9M +$2.61M +112,465 +411%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.76M +$96.2K +4,140 +3%
Invesco
15
Invesco
Georgia
$2.61M -$366K -15,761 -11%
WAM
16
Wolverine Asset Management
Illinois
$1.92M +$2.14M +92,311 New
IWC
17
Integrated Wealth Concepts
Massachusetts
$1.79M +$1.78M +76,575 +788%
LPL Financial
18
LPL Financial
California
$1.3M +$971K +41,793 +202%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.29M +$131K +5,653 +10%
GEM
20
Global Endowment Management
North Carolina
$1.25M
BKA
21
Brick & Kyle Associates
Pennsylvania
$1.09M -$52.6K -2,266 -4%
First Trust Advisors
22
First Trust Advisors
Illinois
$954K -$9.09K -391 -0.8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$926K -$33.5K -1,440 -3%
Cohen & Steers
24
Cohen & Steers
New York
$908K
KFGK
25
Keystone Financial Group (Kentucky)
Kentucky
$892K +$34.9K +1,500 +4%