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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$26.6M +$938K +39,342 +4%
AAM
2
Advisors Asset Management
Colorado
$26.3M +$2.66M +111,318 +12%
Raymond James Financial
3
Raymond James Financial
Florida
$13.1M +$12.7M +531,897 New
Morgan Stanley
4
Morgan Stanley
New York
$12.4M +$353K +14,778 +3%
GC
5
Guggenheim Capital
Illinois
$12.1M +$257K +10,789 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$12.1M +$400K +16,777 +4%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$9.26M -$170K -7,114 -2%
SDWIA
8
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$5.45M +$209K +8,769 +4%
UBS Group
9
UBS Group
Switzerland
$4.76M -$461K -19,340 -9%
Bank of America
10
Bank of America
North Carolina
$4.19M -$450K -18,873 -10%
LPL Financial
11
LPL Financial
California
$3.55M +$640K +26,824 +23%
Invesco
12
Invesco
Georgia
$3.07M +$211K +8,836 +8%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.35M -$78.8K -3,304 -3%
SA
14
Sanctuary Advisors
Indiana
$2.03M -$104K -4,366 -5%
OC
15
OxenFree Capital
Florida
$1.71M -$18.7K -784 -1%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.61M +$94.7K +3,969 +6%
CIA
17
Capital Investment Advisors
Georgia
$1.57M -$90.3K -3,787 -6%
GEM
18
Global Endowment Management
North Carolina
$1.48M
IWC
19
Integrated Wealth Concepts
Massachusetts
$1.46M -$102K -4,295 -7%
AF
20
Allworth Financial
California
$1.33M -$892K -37,398 -41%
BRWA
21
B. Riley Wealth Advisors
Florida
$1.16M +$23.5K +985 +2%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$1.11M
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.07M +$40.2K +1,686 +4%
LCM
24
Landscape Capital Management
New Jersey
$1.04M -$822K -34,447 -45%
KAS
25
Kestra Advisory Services
Texas
$1.04M +$1M +42,075 New