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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$21M -$1.47M -70,741 -6%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$10.8M +$155K +7,455 +1%
Morgan Stanley
3
Morgan Stanley
New York
$10.1M -$3.91M -188,346 -25%
AAM
4
Advisors Asset Management
Colorado
$7.6M -$1.21M -58,108 -12%
GC
5
Guggenheim Capital
Illinois
$7.13M +$1.66M +80,180 +26%
RJA
6
Raymond James & Associates
Florida
$7.13M -$76K -3,664 -0.9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.61M -$9.25K -446 -0.1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$5.87M +$268K +12,896 +4%
KIM
9
Karpus Investment Management
New York
$5.08M +$481K +23,167 +9%
UBS Group
10
UBS Group
Switzerland
$3.85M +$172K +8,300 +4%
SDWIA
11
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$3.54M +$121K +5,845 +3%
Bank of America
12
Bank of America
North Carolina
$3.17M +$3.08M +148,422 +586%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.27M -$112K -5,375 -4%
Invesco
14
Invesco
Georgia
$1.91M -$394K -18,988 -15%
IWC
15
Integrated Wealth Concepts
Massachusetts
$1.74M +$13.2K +635 +0.7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.25M -$69.3K -3,341 -5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.15M -$6.29K -303 -0.5%
AA
18
AQR Arbitrage
Connecticut
$1.15M +$196K +9,441 +18%
GEM
19
Global Endowment Management
North Carolina
$1.09M
LPL Financial
20
LPL Financial
California
$1.06M -$173K -8,352 -13%
Cohen & Steers
21
Cohen & Steers
New York
$1.02M
Ameriprise
22
Ameriprise
Minnesota
$1.02M +$628K +30,258 +109%
BKA
23
Brick & Kyle Associates
Pennsylvania
$1M +$7.59K +366 +0.7%
BRWA
24
B. Riley Wealth Advisors
Florida
$936K +$428K +20,614 +78%
KFGK
25
Keystone Financial Group (Kentucky)
Kentucky
$798K +$63.6K +3,065 +8%