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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$23.4M +$1.32M +61,432 +6%
GC
2
Guggenheim Capital
Illinois
$19.8M +$2.42M +112,405 +14%
Wells Fargo
3
Wells Fargo
California
$17.4M +$747K +34,675 +5%
Morgan Stanley
4
Morgan Stanley
New York
$15.1M -$816K -37,863 -5%
UBS Group
5
UBS Group
Switzerland
$5.02M -$602K -27,930 -11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.75M -$87.4K -4,056 -2%
Invesco
7
Invesco
Georgia
$3.67M +$268K +12,423 +8%
PPA
8
Parametric Portfolio Associates
Washington
$3.4M +$860K +39,884 +35%
Bank of America
9
Bank of America
North Carolina
$2.79M -$4.91K -228 -0.2%
RJA
10
Raymond James & Associates
Florida
$2.19M -$125K -5,807 -6%
Stifel Financial
11
Stifel Financial
Missouri
$1.51M +$793K +36,780 +118%
GEM
12
Global Endowment Management
North Carolina
$1.33M
AG
13
Advisor Group
Arizona
$1.28M +$63.6K +2,949 +5%
TC
14
Telemus Capital
Michigan
$1.14M +$26.9K +1,250 +2%
RIL
15
Rothschild Investment LLC
Illinois
$766K +$19.8K +918 +3%
KFGK
16
Keystone Financial Group (Kentucky)
Kentucky
$762K
RJFSA
17
Raymond James Financial Services Advisors
Florida
$683K +$23.3K +1,081 +4%
BTS
18
BB&T Securities
Virginia
$628K +$17.3K +801 +3%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$593K
CA
20
Cetera Advisors
Colorado
$575K +$558K +25,884 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$567K +$9.33K +433 +2%
BKA
22
Brick & Kyle Associates
Pennsylvania
$525K +$797 +37 +0.2%
UCFA
23
United Capital Financial Advisors
Texas
$508K +$111K +5,164 +29%
IFWM
24
Institute for Wealth Management
Colorado
$495K -$4.59K -213 -0.9%
Ameriprise
25
Ameriprise
Minnesota
$426K +$126K +5,867 +45%