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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$41M +$2.68M +88,368 +7%
AAM
2
Advisors Asset Management
Colorado
$20.3M -$253K -8,337 -1%
Morgan Stanley
3
Morgan Stanley
New York
$18.6M +$187K +6,168 +1%
KIM
4
Karpus Investment Management
New York
$15.5M -$5.43M -178,830 -25%
UBS Group
5
UBS Group
Switzerland
$12.1M +$624K +20,547 +5%
GC
6
Guggenheim Capital
Illinois
$11.3M -$826K -27,203 -7%
CA
7
Cornerstone Advisors
North Carolina
$10M +$2.06M +68,010 +25%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.94M +$600K +19,758 +7%
RJA
9
Raymond James & Associates
Florida
$7.44M +$1.24M +40,845 +19%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.97M -$45.7K -1,505 -0.9%
Invesco
11
Invesco
Georgia
$4.89M -$344K -11,318 -6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.15M +$566K +18,638 +15%
SFS
13
Shaker Financial Services
Virginia
$3.86M +$606K +19,974 +18%
WAM
14
Wolverine Asset Management
Illinois
$3.85M +$676K +22,263 +21%
Osaic Holdings
15
Osaic Holdings
Arizona
$3.62M -$61 -2 -0%
Stifel Financial
16
Stifel Financial
Missouri
$3.2M +$161K +5,290 +5%
GEM
17
Global Endowment Management
North Carolina
$1.77M
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.62M +$45.5K +1,499 +3%
BKA
19
Brick & Kyle Associates
Pennsylvania
$1.45M +$9.84K +324 +0.7%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.31M +$476K +15,676 +54%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.3M +$32.1K +1,058 +2%
SWM
22
Spire Wealth Management
Virginia
$1.26M +$10.9K +359 +0.8%
KFGK
23
Keystone Financial Group (Kentucky)
Kentucky
$1.2M +$880 +29 +0.1%
RIL
24
Rothschild Investment LLC
Illinois
$1.01M
Cohen & Steers
25
Cohen & Steers
New York
$943K -$231K -7,599 -19%