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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$20.3M -$4.93M -243,537 -20%
AAM
2
Advisors Asset Management
Colorado
$14.3M +$2.1M +103,863 +18%
GC
3
Guggenheim Capital
Illinois
$10.9M +$602K +29,712 +6%
Morgan Stanley
4
Morgan Stanley
New York
$10.4M +$672K +33,172 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$9.2M +$98.7K +4,872 +1%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$7.66M +$142K +6,993 +2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.47M +$5.78K +285 +0.1%
Allspring Global Investments
8
Allspring Global Investments
North Carolina
$7.23M +$395K +19,491 +6%
RJA
9
Raymond James & Associates
Florida
$6.66M -$246K -12,159 -4%
AF
10
Allworth Financial
California
$6.25M -$183K -9,048 -3%
UBS Group
11
UBS Group
Switzerland
$5.04M -$70.6K -3,486 -1%
SDWIA
12
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.18M -$73.2K -3,614 -2%
Bank of America
13
Bank of America
North Carolina
$3.58M -$2.97M -146,448 -46%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.74M -$981K -48,435 -27%
CA
15
Cornerstone Advisors
North Carolina
$2.18M +$1.07M +52,666 +102%
Ameriprise
16
Ameriprise
Minnesota
$2.12M +$95.5K +4,715 +5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.96M +$79.8K +3,939 +4%
LPL Financial
18
LPL Financial
California
$1.95M +$569K +28,080 +43%
IWC
19
Integrated Wealth Concepts
Massachusetts
$1.76M -$129K -6,363 -7%
BRWA
20
B. Riley Wealth Advisors
Florida
$1.64M +$72.4K +3,574 +5%
GEM
21
Global Endowment Management
North Carolina
$1.25M
OC
22
OxenFree Capital
Florida
$1.25M +$1.22M +59,995 New
LCM
23
Landscape Capital Management
New Jersey
$1.24M +$1.2M +59,126 New
CIA
24
Capital Investment Advisors
Georgia
$1.19M +$242K +11,938 +26%
BKA
25
Brick & Kyle Associates
Pennsylvania
$1.19M +$2.73K +135 +0.2%