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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$22.1M +$347K +16,018 +2%
AAM
2
Advisors Asset Management
Colorado
$17.8M +$2.42M +111,478 +16%
Morgan Stanley
3
Morgan Stanley
New York
$11.7M +$544K +25,086 +5%
GC
4
Guggenheim Capital
Illinois
$11.6M -$42K -1,935 -0.4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$10M +$152K +7,003 +2%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$8.44M +$234K +10,786 +3%
Bank of America
7
Bank of America
North Carolina
$6.77M +$2.85M +131,214 +77%
Allspring Global Investments
8
Allspring Global Investments
North Carolina
$6.69M -$1.02M -47,000 -14%
AF
9
Allworth Financial
California
$6.38M -$302K -13,946 -5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$5.91M -$2.02M -93,179 -26%
RJA
11
Raymond James & Associates
Florida
$5.39M -$1.69M -78,026 -24%
UBS Group
12
UBS Group
Switzerland
$4.75M -$629K -28,987 -12%
SDWIA
13
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.68M +$198K +9,148 +5%
CA
14
Cornerstone Advisors
North Carolina
$4.2M +$1.8M +83,173 +80%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.81M -$116K -5,366 -4%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.11M +$4.47K +206 +0.2%
LPL Financial
17
LPL Financial
California
$2.05M -$38K -1,753 -2%
IWC
18
Integrated Wealth Concepts
Massachusetts
$1.75M -$130K -5,992 -7%
LCM
19
Landscape Capital Management
New Jersey
$1.69M +$351K +16,190 +27%
Invesco
20
Invesco
Georgia
$1.67M +$608K +28,030 +60%
Ameriprise
21
Ameriprise
Minnesota
$1.64M -$612K -28,201 -28%
BRWA
22
B. Riley Wealth Advisors
Florida
$1.49M -$77.5K -3,574 -5%
CIA
23
Capital Investment Advisors
Georgia
$1.45M +$164K +7,550 +13%
GEM
24
Global Endowment Management
North Carolina
$1.34M
OC
25
OxenFree Capital
Florida
$1.34M -$1.5K -69 -0.1%