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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$17.7M +$509K +23,253 +3%
Wells Fargo
2
Wells Fargo
California
$16.5M -$721K -32,984 -4%
KIM
3
Karpus Investment Management
New York
$14.8M +$11.3M +518,119 +186%
GC
4
Guggenheim Capital
Illinois
$12.1M +$141K +6,454 +1%
Morgan Stanley
5
Morgan Stanley
New York
$10.7M +$1.15M +52,376 +10%
UBS Group
6
UBS Group
Switzerland
$5.61M +$2.02M +92,194 +44%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.14M +$260K +11,904 +4%
Cohen & Steers
8
Cohen & Steers
New York
$3.49M +$68.2K +3,118 +2%
Invesco
9
Invesco
Georgia
$3.27M -$283K -12,949 -7%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$2.56M +$118K +5,395 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.1M +$2.47M +112,958 New
RJA
12
Raymond James & Associates
Florida
$1.94M -$126K -5,768 -5%
Stifel Financial
13
Stifel Financial
Missouri
$1.71M +$103K +4,694 +5%
XF
14
XML Financial
Maryland
$1.59M -$48.8K -2,229 -3%
GEM
15
Global Endowment Management
North Carolina
$1.12M
ACM
16
Anfield Capital Management
California
$874K +$1.03M +46,970 New
KFGK
17
Keystone Financial Group (Kentucky)
Kentucky
$750K -$71.6K -3,274 -8%
TC
18
Telemus Capital
Michigan
$707K -$430K -19,675 -38%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$678K +$2.63K +120 +0.3%
UCFA
20
United Capital Financial Advisors
Texas
$674K -$230K -10,511 -22%
RIL
21
Rothschild Investment LLC
Illinois
$673K +$109K +5,000 +16%
PPA
22
Parametric Portfolio Associates
Washington
$664K -$290K -13,279 -27%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$550K -$319K -14,587 -33%
SPIA
24
Steward Partners Investment Advisory
New York
$545K +$28.7K +1,310 +5%
Ameriprise
25
Ameriprise
Minnesota
$542K -$107K -4,884 -14%