XF
NIE

XML Financial’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

XML Financial’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-11,641
Closed -$246K – 332
2023
Q2 		$246K Sell
11,641
-1,024
-8% -$20.5K 0.03% 294
2023
Q1 		$249K Sell
12,665
-5,079
-29% -$99.5K 0.03% 288
2022
Q4 		$323K Sell
17,744
-3,207
-15% -$66.5K 0.04% 245
2022
Q3 		$426K Sell
20,951
-20
-0.1% -$444 0.06% 208
2022
Q2 		$435K Buy
20,971
+752
+4% +$17.5K 0.1% 143
2022
Q1 		$549K Sell
20,219
-2,274
-10% -$61.2K 0.07% 198
2021
Q4 		$678K Buy
22,493
+1,419
+7% +$43.6K 0.08% 179
2021
Q3 		$621K Buy
21,074
+47
+0.2% +$1.43K 0.08% 179
2021
Q2 		$636K Sell
21,027
-90,066
-81% -$2.62M 0.14% 124
2021
Q1 		$3.11M Sell
111,093
-2,521
-2% -$71.6K 0.76% 37
2020
Q4 		$3.21M Buy
113,614
+2,143
+2% +$56.6K 0.83% 32
2020
Q3 		$2.71M Buy
111,471
+11,157
+11% +$270K 0.84% 30
2020
Q2 		$2.25M Buy
100,314
+14,857
+17% +$312K 0.78% 32
2020
Q1 		$1.59M Sell
85,457
-2,229
-3% -$48.8K 0.69% 40
2019
Q4 		$1.99M Buy
+87,686
New +$1.94M 0.72% 33

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

XML Financial's NIE Position: Q3 2023 in Review

XML Financial sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2023, closing a stake of 11,641 shares — an estimated $246K sold.

XML Financial first reported a position in NIE in Q4 2019 and held it in 15 quarters. The position peaked at $3.21M in Q4 2020. 71 funds tracked by Wall St. Rank hold NIE as of Q3 2023.

  • XML Financial reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2023 after selling out during the quarter.
  • XML Financial sold 11,641 Virtus Equity & Convertible Income Fund shares in Q3 2023, an estimated $246K.
  • XML Financial first reported a position in Virtus Equity & Convertible Income Fund in Q4 2019 and held it in 15 quarters.
  • XML Financial's Virtus Equity & Convertible Income Fund position peaked at $3.21M in Q4 2020.
  • 71 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2023.

Based on XML Financial's 13F filing for Q3 2023, filed 6 Nov 2023.