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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$36.6M +$4.81M +181,915 +16%
KIM
2
Karpus Investment Management
New York
$26M +$2.3M +87,159 +10%
AAM
3
Advisors Asset Management
Colorado
$20.2M -$2.48M -93,718 -12%
Morgan Stanley
4
Morgan Stanley
New York
$17.9M +$1.02M +38,426 +6%
GC
5
Guggenheim Capital
Illinois
$12M -$1.21M -45,643 -10%
UBS Group
6
UBS Group
Switzerland
$7.59M -$138K -5,241 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.13M -$203K -7,701 -3%
Cohen & Steers
8
Cohen & Steers
New York
$6.78M -$181K -6,855 -3%
RJA
9
Raymond James & Associates
Florida
$5.74M +$19.9K +754 +0.4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$5.74M +$2.64M +100,021 +97%
Invesco
11
Invesco
Georgia
$4.79M -$201K -7,617 -4%
SDWIA
12
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.46M +$86.1K +3,259 +2%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.54M +$6.16K +233 +0.2%
XF
14
XML Financial
Maryland
$3.21M +$56.6K +2,143 +2%
Stifel Financial
15
Stifel Financial
Missouri
$2.95M +$211K +7,978 +8%
ACM
16
Anfield Capital Management
California
$1.78M +$1.66M +62,886 New
FF
17
FourThought Financial
Florida
$1.48M +$1.38M +52,378 New
AA
18
AQR Arbitrage
Connecticut
$1.33M -$75.8K -2,870 -6%
LCM
19
Landscape Capital Management
New Jersey
$1.32M +$810K +30,677 +192%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.25M +$161K +6,082 +16%
KFGK
21
Keystone Financial Group (Kentucky)
Kentucky
$1.22M +$23.4K +885 +2%
BKA
22
Brick & Kyle Associates
Pennsylvania
$1.14M +$47.9K +1,813 +5%
First Trust Advisors
23
First Trust Advisors
Illinois
$991K +$925K +35,028 New
RIL
24
Rothschild Investment LLC
Illinois
$967K
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$937K