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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$24.7M +$2.78M +162,045 +14%
AAM
2
Advisors Asset Management
Colorado
$17.9M -$4.67M -272,175 -22%
Morgan Stanley
3
Morgan Stanley
New York
$13.2M +$4.35M +253,003 +54%
RCM
4
Rivernorth Capital Management
Florida
$11.5M -$995K -57,943 -8%
Wells Fargo
5
Wells Fargo
California
$7.36M +$2.65M +154,454 +62%
GC
6
Guggenheim Capital
Illinois
$6.94M +$229K +13,362 +4%
UBS Group
7
UBS Group
Switzerland
$5.16M -$342K -19,889 -7%
Invesco
8
Invesco
Georgia
$4.46M -$85K -4,951 -2%
PPA
9
Parametric Portfolio Associates
Washington
$4.18M -$160K -9,337 -4%
LPL Financial
10
LPL Financial
California
$2.6M -$70.5K -4,102 -3%
1CP
11
1607 Capital Partners
Virginia
$2.49M -$281K -16,340 -11%
RJA
12
Raymond James & Associates
Florida
$2.46M +$38.6K +2,246 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.45M -$82.7K -4,816 -3%
Bank of America
14
Bank of America
North Carolina
$2.01M +$489K +28,457 +35%
LCM
15
Landscape Capital Management
New Jersey
$1.27M -$721K -41,972 -37%
GEM
16
Global Endowment Management
North Carolina
$1.09M
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$966K -$53.4K -3,110 -6%
OC
18
Oppenheimer & Co
New York
$870K +$3.88K +226 +0.5%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$808K -$7.38K -430 -1%
RVPG
20
Relative Value Partners Group
$686K -$1.65M -95,915 -72%
RIL
21
Rothschild Investment LLC
Illinois
$632K -$17.2K -1,001 -3%
TC
22
Telemus Capital
Michigan
$499K +$471K +27,435 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
$419K +$2.4K +140 +0.6%
CWM
24
Concert Wealth Management
California
$404K -$3.16K -184 -0.8%
BC
25
Brinker Capital
Pennsylvania
$384K +$363K +21,134 New