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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$25.8M +$427K +17,463 +2%
AAM
2
Advisors Asset Management
Colorado
$21.6M -$3.29M -134,542 -14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.1M +$84.7K +3,466 +0.6%
Morgan Stanley
4
Morgan Stanley
New York
$13.5M -$860K -35,208 -6%
Raymond James Financial
5
Raymond James Financial
Florida
$11.7M -$141K -5,771 -1%
GC
6
Guggenheim Capital
Illinois
$10.6M -$246K -10,073 -2%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$10M +$255K +10,453 +3%
CA
8
Cornerstone Advisors
North Carolina
$5.62M +$2.71M +110,794 +98%
SDWIA
9
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$5.37M +$54.9K +2,248 +1%
LPL Financial
10
LPL Financial
California
$5.35M +$561K +22,973 +12%
UBS Group
11
UBS Group
Switzerland
$4.27M -$77.8K -3,183 -2%
WAM
12
Wolverine Asset Management
Illinois
$4.16M +$56.9K +2,330 +1%
Bank of America
13
Bank of America
North Carolina
$3.18M -$151K -6,166 -5%
Invesco
14
Invesco
Georgia
$2.68M -$175K -7,183 -6%
SFS
15
Shaker Financial Services
Virginia
$2.65M +$94.8K +3,881 +4%
WIA
16
World Investment Advisors
California
$2.44M +$2.37M +97,090 New
Osaic Holdings
17
Osaic Holdings
Arizona
$2.3M +$71.7K +2,933 +3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.09M -$135K -5,546 -6%
Stifel Financial
19
Stifel Financial
Missouri
$1.98M -$8.72K -357 -0.4%
DADC
20
D.A. Davidson & Co
Montana
$1.77M +$1.1M +44,871 +175%
CIA
21
Capital Investment Advisors
Georgia
$1.51M
OC
22
OxenFree Capital
Florida
$1.43M -$393K -16,081 -22%
IWC
23
Integrated Wealth Concepts
Massachusetts
$1.39M -$72.6K -2,971 -5%
Allspring Global Investments
24
Allspring Global Investments
North Carolina
$1.34M +$671K +27,455 +106%
KFGK
25
Keystone Financial Group (Kentucky)
Kentucky
$1.24M -$39.7K -1,626 -3%