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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$20.1M -$3.26M -171,997 -14%
AAM
2
Advisors Asset Management
Colorado
$16.4M -$836K -44,091 -5%
Morgan Stanley
3
Morgan Stanley
New York
$14.4M +$823K +43,378 +6%
Wells Fargo
4
Wells Fargo
California
$9.52M +$1.21M +63,869 +14%
RCM
5
Rivernorth Capital Management
Florida
$9.41M -$166K -8,770 -2%
GC
6
Guggenheim Capital
Illinois
$6.39M -$232K -12,244 -3%
UBS Group
7
UBS Group
Switzerland
$5.45M -$77.9K -4,105 -1%
Invesco
8
Invesco
Georgia
$4.4M -$151K -7,952 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.02M -$436 -23 -0%
RJA
10
Raymond James & Associates
Florida
$2.66M +$83K +4,374 +3%
Bank of America
11
Bank of America
North Carolina
$2.32M +$128K +6,729 +6%
LPL Financial
12
LPL Financial
California
$1.5M -$37K -1,952 -2%
OC
13
Oppenheimer & Co
New York
$1.19M +$689K +36,324 +132%
GEM
14
Global Endowment Management
North Carolina
$1.12M
1CP
15
1607 Capital Partners
Virginia
$1.07M -$773K -40,737 -42%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1M -$154K -8,125 -13%
TC
17
Telemus Capital
Michigan
$911K +$347K +18,289 +60%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$745K -$50.1K -2,644 -6%
RIL
19
Rothschild Investment LLC
Illinois
$650K
LCM
20
Landscape Capital Management
New Jersey
$487K +$242K +12,747 +96%
Citigroup
21
Citigroup
New York
$450K +$224K +11,787 +96%
CWM
22
Concert Wealth Management
California
$420K
BC
23
Brinker Capital
Pennsylvania
$403K -$27.5K -1,451 -6%
BKA
24
Brick & Kyle Associates
Pennsylvania
$375K
CA
25
Cetera Advisors
Colorado
$374K -$34.1K -1,800 -8%