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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$36.1M -$64.3K -2,263 -0.2%
KIM
2
Karpus Investment Management
New York
$25.3M -$413K -14,529 -2%
AAM
3
Advisors Asset Management
Colorado
$19.8M -$258K -9,079 -1%
Morgan Stanley
4
Morgan Stanley
New York
$17.5M -$243K -8,562 -1%
GC
5
Guggenheim Capital
Illinois
$11.1M -$819K -28,817 -7%
UBS Group
6
UBS Group
Switzerland
$8.59M +$1.09M +38,270 +14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.78M +$731K +25,726 +10%
RJA
8
Raymond James & Associates
Florida
$5.84M +$156K +5,490 +3%
Invesco
9
Invesco
Georgia
$4.91M +$174K +6,121 +4%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.56M +$147K +5,184 +3%
Cohen & Steers
11
Cohen & Steers
New York
$3.73M -$3.03M -106,499 -44%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.56M +$58.1K +2,045 +2%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.46M -$2.26M -79,398 -39%
XF
14
XML Financial
Maryland
$3.11M -$71.6K -2,521 -2%
CA
15
Cornerstone Advisors
North Carolina
$3.03M +$3.08M +108,324 New
Stifel Financial
16
Stifel Financial
Missouri
$2.81M -$117K -4,130 -4%
WAM
17
Wolverine Asset Management
Illinois
$2.5M +$2.54M +89,386 New
GEM
18
Global Endowment Management
North Carolina
$1.68M +$1.7M +60,000 New
FF
19
FourThought Financial
Florida
$1.41M -$58K -2,041 -4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.41M +$176K +6,200 +14%
BKA
21
Brick & Kyle Associates
Pennsylvania
$1.24M +$98.4K +3,462 +9%
First Trust Advisors
22
First Trust Advisors
Illinois
$1.21M +$232K +8,162 +23%
SWM
23
Spire Wealth Management
Virginia
$1.18M +$1.2M +42,099 New
KFGK
24
Keystone Financial Group (Kentucky)
Kentucky
$1.17M -$40.9K -1,439 -3%
SFS
25
Shaker Financial Services
Virginia
$1.11M +$814K +28,643 +262%