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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.24M -$49.9K -1,921 -4%
First Trust Advisors
27
First Trust Advisors
Illinois
$1.19M +$274K +10,543 +31%
IWC
28
Integrated Wealth Concepts
Massachusetts
$1.17M +$14.9K +575 +1%
LSC
29
Logan Stone Capital
Illinois
$1.17M +$1.13M +43,459 New
KAS
30
Kestra Advisory Services
Texas
$1.09M +$55.2K +2,124 +6%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$1.07M
Ameriprise
32
Ameriprise
Minnesota
$959K -$220K -8,466 -19%
SC
33
Stolper & Co
Oklahoma
$925K -$85K -3,270 -9%
PFS
34
Prospera Financial Services
Texas
$892K -$1.09K -42 -0.1%
PFO
35
PMG Family Office
Texas
$870K +$16.8K +645 +2%
SPIA
36
Steward Partners Investment Advisory
New York
$833K -$6.5K -250 -0.8%
CWM
37
Cornerstone Wealth Management
Missouri
$814K +$64.9K +2,497 +9%
Stifel Financial
38
Stifel Financial
Missouri
$787K -$78.4K -3,015 -9%
RIL
39
Rothschild Investment LLC
Illinois
$779K
AF
40
Allworth Financial
California
$756K -$12.9K -496 -2%
DJYG
41
David J. Yvars Group
Florida
$690K +$131K +5,045 +24%
LFAS
42
Level Four Advisory Services
Texas
$688K +$11.4K +439 +2%
WS
43
Wedbush Securities
California
$686K +$234 +9 +0%
CIA
44
Concurrent Investment Advisors
Florida
$652K +$8.4K +323 +1%
MFS
45
Miller Financial Services
Michigan
$623K +$603K +23,200 New
BBPWM
46
Blue Bell Private Wealth Management
Pennsylvania
$579K +$299K +11,491 +114%
CWM
47
Centurion Wealth Management
Virginia
$578K
Truist Financial
48
Truist Financial
North Carolina
$526K -$12.1K -466 -2%
RAM
49
Readystate Asset Management
Illinois
$473K +$457K +17,594 New
Baird Financial Group
50
Baird Financial Group
Wisconsin
$465K -$41.4K -1,594 -8%