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SCA
SMH Capital Advisors Portfolio holdings
AUM
$25.5M
1-Year Est. Return
4.26%
This Fund
S&P 500
This Quarter
Est. Return
-0.29%
1 Year Est. Return
+4.26%
3 Year Est. Return
+10.71%
5 Year Est. Return
+9.18%
10 Year Est. Return
–
AUM
$35.4M
AUM Growth
-$13.8M
(-28%)
Cap. Flow
-$13.3M
Cap. Flow
% of AUM
-37.58%
Top 10 Holdings %
Top 10 Hldgs %
66.31%
Holding
64
New
9
Increased
21
Reduced
13
Closed
8
Avg Time Held
10.4
quarters
Top 10 Avg Time Held
4
quarters
Top 20 Avg Time Held
5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SM Energy
SM
|
+$854K |
| 2 |
Rithm Capital
RITM
|
+$314K |
| 3 |
Blue Owl Capital
OWL
|
+$234K |
| 4 |
Ezcorp Inc
EZPW
|
+$219K |
| 5 |
Ares Capital
ARCC
|
+$213K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$2.38M |
| 2 |
Civitas Resources
CIVI
|
+$697K |
| 3 |
Realty Income
O
|
+$434K |
| 4 |
FuboTV Inc
FUBO
|
+$249K |
| 5 |
TPG
TPG
|
+$217K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 56.38% |
| 2 | Financials | 31.8% |
| 3 | Real Estate | 6.82% |
| 4 | Energy | 3.86% |
| 5 | Consumer Discretionary | 1.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Trinity Capital Inc
TRIN
$1.62B
| $2.52M | 7.12% |
171,103
+318
| +0.2% | +$4.91K |
2024 Q2
7 quarters
|
|
2
Capital Southwest
CSWC
$1.51B
| $1.73M | 4.9% |
78,364
-40
| -0.1% | -$905 |
2022 Q4
13 quarters
|
|
3
VICI Properties
VICI
$25.3B
| $1.34M | 3.78% |
48,872
-239
| -0.5% | -$6.84K |
2023 Q2
11 quarters
|
|
|
4
SM Energy
SM
$8.93B
| $1.17M | 3.3% |
+37,445
| New | +$854K |
2026 Q1
0 quarters
|
|
5
Prospect Capital
PSEC
$918M
| $1.11M | 3.15% |
426,418
-55
| -0% | -$151 |
2017 Q4
33 quarters
|
|
6
Main Street Capital
MAIN
$5.03B
| $1M | 2.83% |
18,886
+2
| +0% | +$118 |
2023 Q3
10 quarters
|
|
7
Carlyle Group
CG
$13.7B
| $911K | 2.58% |
18,827
-59
| -0.3% | -$3.25K |
2024 Q2
7 quarters
|
|
|
8
Blue Owl Capital
OWL
$6.44B
| $795K | 2.25% |
87,098
+19,329
| +29% | +$234K |
2025 Q2
3 quarters
|
|
|
9
Rithm Capital
RITM
$4.77B
| $625K | 1.77% |
65,970
+30,026
| +84% | +$314K |
2024 Q2
7 quarters
|
|
10
Hercules Capital
HTGC
$3.1B
| $607K | 1.72% |
41,065
| – | – |
2025 Q3
2 quarters
|
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$821B
| $533K | 1.51% |
820
+1
| +0.1% | +$680 |
2025 Q2
3 quarters
|
|
12
Vanguard FTSE Emerging Markets ETF
VWO
$126B
| $415K | 1.17% |
7,686
| – | – |
2024 Q1
8 quarters
|
|
13
iShares MSCI EAFE ETF
EFA
$76.6B
| $414K | 1.17% |
4,267
| – | – |
2024 Q1
8 quarters
|
|
14
Dick's Sporting Goods
DKS
$13.5B
| $403K | 1.14% |
2,034
| – | – |
2025 Q2
3 quarters
|
|
15
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.71B
| $318K | 0.9% |
8,663
-16
| -0.2% | -$569 |
2024 Q3
6 quarters
|
|
16
Adams Diversified Equity Fund
ADX
$3.26B
| $288K | 0.81% |
13,156
+167
| +1% | +$3.83K |
2018 Q2
31 quarters
|
|
17
WisdomTree
WT
$3.35B
| $275K | 0.78% |
18,894
+1,003
| +6% | +$15.5K |
2019 Q3
26 quarters
|
|
18
NexPoint Diversified Real Estate Trust
NXDT
$270M
| $273K | 0.77% |
58,453
+34
| +0.1% | +$152 |
2021 Q1
20 quarters
|
|
19
Calamos Strategic Total Return Fund
CSQ
$3.32B
| $253K | 0.72% |
14,794
+17
| +0.1% | +$319 |
2017 Q4
33 quarters
|
|
20
Virtus Equity & Convertible Income Fund
NIE
$713M
| $252K | 0.71% |
10,789
+100
| +0.9% | +$2.5K |
2021 Q1
20 quarters
|
|
21
AllianceBernstein Global High Income Fund
AWF
$825M
| $249K | 0.71% |
24,526
+381
| +2% | +$3.98K |
2017 Q4
33 quarters
|
|
22
Innovative Industrial Properties
IIPR
$1.41B
| $245K | 0.69% |
4,890
| – | – |
2025 Q3
2 quarters
|
|
23
Gabelli Dividend & Income Trust
GDV
$2.48B
| $244K | 0.69% |
9,078
+23
| +0.3% | +$649 |
2023 Q4
9 quarters
|
|
24
Carlyle Secured Lending
CGBD
$727M
| $242K | 0.69% |
22,138
| – | – |
2025 Q2
3 quarters
|
|
|
25
Ezcorp Inc
EZPW
$2.03B
| $232K | 0.66% |
+9,142
| New | +$219K |
2026 Q1
0 quarters
|
|
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SMH Capital Advisors's Q1 2026 Portfolio in Review
As of Q1 2026, SMH Capital Advisors held 64 positions worth $35.4M, down 28% from $49.1M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
SMH Capital Advisors withdrew a net $13.3M in Q1 2026, closing 8 positions and reducing 13 holdings. Its most notable exit was State Street SPDR Portfolio High Yield Bond ETF, an estimated $2.38M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, down from 68% a quarter earlier, followed by Financials and Real Estate.
Against the trend, SMH Capital Advisors opened a new position in SM Energy worth $1.17M.
- SMH Capital Advisors's largest Q1 2026 buy was SM Energy: 37,445 shares worth $1.17M.
- SMH Capital Advisors added most to Rithm Capital in Q1 2026, an estimated $314K increase.
- SMH Capital Advisors's biggest Q1 2026 reduction was HighPeak Energy, cutting an estimated $210K.
- SMH Capital Advisors fully exited State Street SPDR Portfolio High Yield Bond ETF in Q1 2026, selling an estimated $2.38M.
- SMH Capital Advisors's ten largest holdings make up 66% of its $35.4M portfolio in Q1 2026.
- SMH Capital Advisors opened 9 new positions and closed 8 in Q1 2026.
- SMH Capital Advisors's portfolio value fell 28% quarter-over-quarter to $35.4M.
Based on SMH Capital Advisors's 13F filing for Q1 2026, filed 10 Apr 2026.