J.W. Cole Advisors’s Hercules Capital HTGC Stock Holding History

J.W. Cole Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-56,129	Closed	-$946K	–	1066
2025 Q4	$946K	Buy	56,129 +2,380	+4%	+$42.9K	0.02%	649
2025 Q3	$1.02M	Sell	53,749 -5,312	-9%	-$102K	0.02%	713
2025 Q2	$1.08M	Buy	59,061 +7,866	+15%	+$139K	0.02%	639
2025 Q1	$983K	Buy	+51,195	New	+$1.03M	0.03%	543
2020 Q4	–	Sell	-39,211	Closed	-$454K	–	743
2020 Q3	$454K	Buy	+39,211	New	+$436K	0.03%	434

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

J.W. Cole Advisors's HTGC Position: Q1 2026 in Review

J.W. Cole Advisors sold out of Hercules Capital (HTGC) in Q1 2026, closing a stake of 56,129 shares — an estimated $946K sold.

J.W. Cole Advisors first reported a position in HTGC in Q3 2020 and held it in 5 quarters. The position peaked at $1.08M in Q2 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

J.W. Cole Advisors reported no remaining Hercules Capital position as of Q1 2026 after selling out during the quarter.
J.W. Cole Advisors sold 56,129 Hercules Capital shares in Q1 2026, an estimated $946K.
J.W. Cole Advisors first reported a position in Hercules Capital in Q3 2020 and held it in 5 quarters.
J.W. Cole Advisors's Hercules Capital position peaked at $1.08M in Q2 2025.
349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on J.W. Cole Advisors's 13F filing for Q1 2026, filed 23 Apr 2026.