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Kovack Advisors’s Hercules Capital HTGC Stock Holding History

Kovack Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$814K Sell
54,761
-622
-1% -$10.2K 0.04% 431
2025
Q4 		$1.04M Buy
+55,383
New +$999K 0.05% 354
2024
Q1 		– Sell
-44,936
Closed -$749K – 537
2023
Q4 		$749K Buy
44,936
+18,392
+69% +$291K 0.09% 218
2023
Q3 		$436K Buy
26,544
+276
+1% +$4.52K 0.06% 288
2023
Q2 		$389K Sell
26,268
-475
-2% -$6.51K 0.05% 350
2023
Q1 		$345K Sell
26,743
-6,714
-20% -$93.8K 0.05% 379
2022
Q4 		$442K Buy
33,457
+2,434
+8% +$33.1K 0.06% 308
2022
Q3 		$359K Buy
31,023
+1,002
+3% +$14.3K 0.05% 368
2022
Q2 		$405K Buy
30,021
+2,598
+9% +$40.6K 0.05% 370
2022
Q1 		$495K Buy
27,423
+3,652
+15% +$64.1K 0.05% 389
2021
Q4 		$394K Sell
23,771
-937
-4% -$15.9K 0.04% 440
2021
Q3 		$410K Buy
24,708
+432
+2% +$7.34K 0.04% 420
2021
Q2 		$414K Buy
24,276
+240
+1% +$4.11K 0.05% 405
2021
Q1 		$385K Buy
24,036
+783
+3% +$12.1K 0.05% 379
2020
Q4 		$335K Buy
23,253
+3,439
+17% +$43.8K 0.05% 372
2020
Q3 		$229K Buy
19,814
+1,599
+9% +$17.8K 0.04% 384
2020
Q2 		$191K Buy
18,215
+2,455
+16% +$24.9K 0.04% 417
2020
Q1 		$120K Sell
15,760
-857
-5% -$11.2K 0.03% 396
2019
Q4 		$233K Buy
16,617
+3,187
+24% +$44.3K 0.04% 419
2019
Q3 		$180K Buy
13,430
+1,012
+8% +$13.2K 0.04% 434
2019
Q2 		$159K Buy
12,418
+2,361
+23% +$30.6K 0.04% 409
2019
Q1 		$127K Buy
+10,057
New +$128K 0.03% 400

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Kovack Advisors's HTGC Position: Q1 2026 in Review

Kovack Advisors reduced its Hercules Capital (HTGC) stake by 1.1% in Q1 2026, selling an estimated $10.2K and leaving 54,761 shares worth $814K. The position accounts for 0.04% of the portfolio, ranked #431.

Kovack Advisors first reported a position in HTGC in Q1 2019 and has held it in 22 quarters since. The position peaked at $1.04M in Q4 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Kovack Advisors held 54,761 shares of Hercules Capital worth $814K as of Q1 2026.
  • Kovack Advisors sold 622 Hercules Capital shares in Q1 2026, an estimated $10.2K.
  • Hercules Capital made up 0.04% of Kovack Advisors's portfolio in Q1 2026, its #431 holding.
  • Kovack Advisors first reported a position in Hercules Capital in Q1 2019 and has held it in 22 quarters since.
  • Kovack Advisors's Hercules Capital position peaked at $1.04M in Q4 2025.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Kovack Advisors's 13F filing for Q1 2026, filed 13 May 2026.