Clough Capital Partners’s Hercules Capital HTGC Stock Holding History

Clough Capital Partners’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-13,400	Closed	-$173K	–	140
2017 Q3	$173K	Buy	+13,400	New	+$172K	0.01%	116
2017 Q2	–	Sell	-386,700	Closed	-$5.85M	–	151
2017 Q1	$5.85M	Buy	386,700 +43,500	+13%	+$638K	0.37%	68
2016 Q4	$4.84M	Buy	343,200 +20,300	+6%	+$276K	0.32%	81
2016 Q3	$4.38M	Buy	322,900 +69,200	+27%	+$923K	0.23%	107
2016 Q2	$3.15M	Buy	253,700 +153,900	+154%	+$1.87M	0.17%	121
2016 Q1	$1.2M	Buy	+99,800	New	+$1.11M	0.06%	146
2015 Q3	–	Sell	-79,000	Closed	-$912K	–	211
2015 Q2	$912K	Buy	+79,000	New	+$1.03M	0.03%	147

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Clough Capital Partners's HTGC Position: Q4 2017 in Review

Clough Capital Partners sold out of Hercules Capital (HTGC) in Q4 2017, closing a stake of 13,400 shares — an estimated $173K sold.

Clough Capital Partners first reported a position in HTGC in Q2 2015 and held it in 7 quarters. The position peaked at $5.85M in Q1 2017. 163 funds tracked by Wall St. Rank hold HTGC as of Q4 2017.

Clough Capital Partners reported no remaining Hercules Capital position as of Q4 2017 after selling out during the quarter.
Clough Capital Partners sold 13,400 Hercules Capital shares in Q4 2017, an estimated $173K.
Clough Capital Partners first reported a position in Hercules Capital in Q2 2015 and held it in 7 quarters.
Clough Capital Partners's Hercules Capital position peaked at $5.85M in Q1 2017.
163 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2017.

Based on Clough Capital Partners's 13F filing for Q4 2017, filed 14 Feb 2018.