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Principal Securities’s Thrivent Small-Mid Cap ESG ETF TSME Stock Holding History

Principal Securities’s Portfolio TSME Stock Details TSME Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-4,819
Closed -$200K – 1584
2026
Q1 		$200K Buy
+4,819
New +$212K ﹤0.01% 1385

Other funds holding TSME

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return
ACA
Aspire Capital Advisors Seattle, Washington $514M AUM 19.47% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
B
Bailard Foster City, California $4.91B AUM 31.75% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Principal Securities's TSME Position: Q2 2026 in Review

Principal Securities sold out of Thrivent Small-Mid Cap ESG ETF (TSME) in Q2 2026, closing a stake of 4,819 shares — an estimated $200K sold.

Principal Securities first reported a position in TSME in Q1 2026 and held it in 1 quarter. The position peaked at $200K in Q1 2026. 35 funds tracked by Wall St. Rank hold TSME as of Q2 2026.

  • Principal Securities reported no remaining Thrivent Small-Mid Cap ESG ETF position as of Q2 2026 after selling out during the quarter.
  • Principal Securities sold 4,819 Thrivent Small-Mid Cap ESG ETF shares in Q2 2026, an estimated $200K.
  • Principal Securities first reported a position in Thrivent Small-Mid Cap ESG ETF in Q1 2026 and held it in 1 quarter.
  • Principal Securities's Thrivent Small-Mid Cap ESG ETF position peaked at $200K in Q1 2026.
  • 35 funds tracked by Wall St. Rank held Thrivent Small-Mid Cap ESG ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.