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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
1426
DocuSign
DOCU
$9.63B
– –
-11,694
Closed -$800K
DORM icon
1427
Dorman Products
DORM
$4.01B
– –
-5,426
Closed -$668K
DPZ icon
1428
Domino's
DPZ
$11B
– –
-1,078
Closed -$449K
DTM icon
1429
DT Midstream
DTM
$14.9B
– –
-6,874
Closed -$823K
EAPR icon
1430
Innovator Emerging Markets Power Buffer ETF April
EAPR
$102M
– –
-96,951
Closed -$2.88M
EXAS
1431
DELISTED
Exact Sciences
EXAS
– –
-3,058
Closed -$311K
FNF icon
1432
Fidelity National Financial
FNF
$13.9B
– –
-4,439
Closed -$242K
FOX icon
1433
Fox Class B
FOX
$20.7B
– –
-3,521
Closed -$229K
FPEI icon
1434
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
– –
-83,245
Closed -$1.61M
FRSH icon
1435
Freshworks
FRSH
$2.84B
– –
-11,867
Closed -$145K
GDDY icon
1436
GoDaddy
GDDY
$12.3B
– –
-2,046
Closed -$254K
GOVI icon
1437
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-19,005
Closed -$524K
GPI icon
1438
Group 1 Automotive
GPI
$3.94B
– –
-540
Closed -$212K
GTLB icon
1439
GitLab
GTLB
$5.28B
– –
-8,461
Closed -$318K
GUNR icon
1440
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
– –
-8,629
Closed -$396K
HELO icon
1441
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.14B
– –
-31,346
Closed -$2.08M
HURN icon
1442
Huron Consulting
HURN
$1.82B
– –
-1,241
Closed -$215K
HYLB icon
1443
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
– –
-24,120
Closed -$888K
IAPR icon
1444
Innovator International Developed Power Buffer ETF April
IAPR
$197M
– –
-107,563
Closed -$3.32M
IBIT icon
1445
iShares Bitcoin Trust
IBIT
$47.2B
– –
-5,989
Closed -$297K
IHAK icon
1446
iShares Cybersecurity and Tech ETF
IHAK
$994M
– –
-5,666
Closed -$273K
IOT icon
1447
Samsara
IOT
$19.3B
– –
-6,097
Closed -$216K
JHPI icon
1448
John Hancock Preferred Income ETF
JHPI
$212M
– –
-22,477
Closed -$513K
JQUA icon
1449
JPMorgan US Quality Factor ETF
JQUA
$8.09B
– –
-4,078
Closed -$258K
KEY icon
1450
KeyCorp
KEY
$24.3B
– –
-11,015
Closed -$227K
56 57
58
59 60

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.