Principal Securities’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

Principal Securities’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-83,245	Closed	-$1.61M	–	1435
2025 Q4	$1.61M	Buy	83,245 +6,787	+9%	+$132K	0.02%	543
2025 Q3	$1.48M	Sell	76,458 -50,971	-40%	-$976K	0.02%	537
2025 Q2	$2.42M	Sell	127,429 -9,828	-7%	-$183K	0.05%	357
2025 Q1	$2.57M	Hold	137,257	–	–	0.06%	297
2024 Q4	$2.57M	Buy	137,257 +14,371	+12%	+$271K	0.06%	297
2024 Q3	$2.34M	Buy	122,886 +51,178	+71%	+$956K	0.06%	297
2024 Q2	$1.32M	Buy	71,708 +20,431	+40%	+$372K	0.04%	410
2024 Q1	$934K	Buy	51,277 +50,745	+9,539%	+$914K	0.03%	476
2023 Q4	$9.49K	Buy	+532	New	+$9.08K	﹤0.01%	2271

Other funds holding FPEI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CPSAC

Chas P. Smith & Associates (CPS) Lakeland, Florida $1.84B AUM 13.62% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Montis Financial Waltham, Massachusetts $484M AUM 13.15% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities's FPEI Position: Q1 2026 in Review

Principal Securities sold out of First Trust Institutional Preferred Securities and Income ETF (FPEI) in Q1 2026, closing a stake of 83,245 shares — an estimated $1.61M sold.

Principal Securities first reported a position in FPEI in Q4 2023 and held it in 9 quarters. The position peaked at $2.57M in Q1 2025. 208 funds tracked by Wall St. Rank hold FPEI as of Q1 2026.

Principal Securities reported no remaining First Trust Institutional Preferred Securities and Income ETF position as of Q1 2026 after selling out during the quarter.
Principal Securities sold 83,245 First Trust Institutional Preferred Securities and Income ETF shares in Q1 2026, an estimated $1.61M.
Principal Securities first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q4 2023 and held it in 9 quarters.
Principal Securities's First Trust Institutional Preferred Securities and Income ETF position peaked at $2.57M in Q1 2025.
208 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.