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Principal Securities Portfolio holdings
AUM
$8.59B
Turnover
11.87%
1-Year Est. Return
15.31%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+15.31%
3 Year Est. Return
+69.77%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$8.59B
AUM Growth
+$280M
(+3.4%)
Cap. Flow
+$297M
Cap. Flow % of AUM
Cap. Flow %
3.46%
Top 10 Holdings %
Top 10 Hldgs %
24.92%
Holding
1,651
New
112
Increased
906
Reduced
527
Closed
84
Avg Time Held
2.1
years
Top 10 Avg Time Held
1.6
years
Top 20 Avg Time Held
1.7
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$64.7M |
| 2 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$63.5M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$31M |
| 4 |
iShares Expanded Tech-Software Sector ETF
IGV
|
+$19.4M |
| 5 |
Principal Investment Grade Corporate Active ETF
IG
|
+$17.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$67.3M |
| 2 |
iShares Core MSCI Total International Stock ETF
IXUS
|
+$25M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$19.8M |
| 4 |
Global X NASDAQ-100 Covered Call ETF
QYLD
|
+$18.3M |
| 5 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$18.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 72.56% |
| 2 | Technology | 9.47% |
| 3 | Financials | 3.9% |
| 4 | Healthcare | 2.83% |
| 5 | Consumer Discretionary | 2.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1251
Invesco S&P 500 High Beta ETF
SPHB
$795M
| $354K | ﹤0.01% |
2,347
+1,042
| +80% | +$153K |
2026 Q2
1 quarter
|
|
1252
Bunge Global
BG
$19.4B
| $350K | ﹤0.01% |
3,276
-7,859
| -71% | -$899K |
2026 Q2
1 quarter
|
|
1253
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.8B
| $349K | ﹤0.01% |
7,622
+2,213
| +41% | +$102K |
2025 Q3
4 quarters
|
|
1254
Innovator International Developed Power Buffer ETF January
IJAN
$228M
| $349K | ﹤0.01% |
+9,088
| New | +$351K |
2026 Q3
0 quarters
|
|
1255
First Trust Bloomberg Artificial Intelligence ETF
FAI
$222M
| $349K | ﹤0.01% |
6,157
+1,696
| +38% | +$90.4K |
2026 Q2
1 quarter
|
|
1256
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$114M
| $348K | ﹤0.01% |
20,724
-237
| -1% | -$4.11K |
2023 Q4
11 quarters
|
|
1257
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.28B
| $347K | ﹤0.01% |
13,404
+1,299
| +11% | +$32.3K |
2026 Q1
2 quarters
|
|
1258
Skywest
SKYW
$3.12B
| $347K | ﹤0.01% |
3,576
-232
| -6% | -$23.5K |
2026 Q2
1 quarter
|
|
1259
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$4.01B
| $346K | ﹤0.01% |
14,348
| – | – |
2023 Q4
11 quarters
|
|
1260
Public Service Enterprise Group
PEG
$37.7B
| $345K | ﹤0.01% |
5,130
+1,574
| +44% | +$118K |
2023 Q4
11 quarters
|
|
1261
Innovator US Equity Buffer ETF December
BDEC
$210M
| $345K | ﹤0.01% |
6,316
| – | – |
2023 Q4
11 quarters
|
|
1262
FT Vest Laddered Small Cap Moderate Buffer ETF
BUFS
$199M
| $343K | ﹤0.01% |
13,886
+1,242
| +10% | +$31.2K |
2025 Q2
5 quarters
|
|
1263
Murphy USA
MUSA
$9.7B
| $342K | ﹤0.01% |
679
-38
| -5% | -$21.2K |
2023 Q4
11 quarters
|
|
1264
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.07B
| $342K | ﹤0.01% |
15,968
-113,595
| -88% | -$2.58M |
2023 Q4
11 quarters
|
|
1265
Advanced Energy
AEIS
$8.79B
| $341K | ﹤0.01% |
1,211
+494
| +69% | +$145K |
2023 Q4
11 quarters
|
|
1266
Royal Gold
RGLD
$21.7B
| $341K | ﹤0.01% |
1,445
+22
| +2% | +$5.04K |
2026 Q1
2 quarters
|
|
1267
H.B. Fuller
FUL
$2.65B
| $341K | ﹤0.01% |
6,885
-55
| -0.8% | -$3.06K |
2023 Q4
11 quarters
|
|
1268
First Trust Long Duration Opportunities ETF
LGOV
$602M
| $340K | ﹤0.01% |
17,350
-483
| -3% | -$10.1K |
2023 Q4
11 quarters
|
|
1269
EnerSys
ENS
$5.06B
| $339K | ﹤0.01% |
1,846
+702
| +61% | +$133K |
2026 Q2
1 quarter
|
|
1270
Extra Space Storage
EXR
$33.1B
| $339K | ﹤0.01% |
2,574
-19
| -0.7% | -$2.73K |
2026 Q2
1 quarter
|
|
1271
Franklin Short Duration US Government ETF
FTSD
$356M
| $338K | ﹤0.01% |
3,796
+814
| +27% | +$73.2K |
2026 Q2
1 quarter
|
|
1272
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$986M
| $337K | ﹤0.01% |
15,203
+4,066
| +37% | +$89.8K |
2026 Q2
1 quarter
|
|
1273
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
| $336K | ﹤0.01% |
3,290
+93
| +3% | +$10.1K |
2023 Q4
11 quarters
|
|
1274
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.02B
| $336K | ﹤0.01% |
14,787
+736
| +5% | +$16.9K |
2023 Q4
11 quarters
|
|
1275
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
$262M
| $335K | ﹤0.01% |
+12,048
| New | +$334K |
2026 Q3
0 quarters
|
|
Similar funds
Principal Securities's Q3 2026 Portfolio in Review
As of Q3 2026, Principal Securities held 1,651 positions worth $8.59B, up 3.4% from $8.31B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Principal Securities deployed $297M of net new capital in Q3 2026, opening 112 new positions and adding to 906 existing holdings. Its largest new stake was FT Vest Laddered Autocallable Barrier & Income ETF: 245,938 shares worth $5.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 73% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $67.3M trimmed.
- Principal Securities's largest Q3 2026 buy was FT Vest Laddered Autocallable Barrier & Income ETF: 245,938 shares worth $5.13M.
- Principal Securities added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2026, an estimated $64.7M increase.
- Principal Securities's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $67.3M.
- Principal Securities fully exited Global X SuperDividend ETF in Q3 2026, selling an estimated $8.13M.
- Principal Securities's ten largest holdings make up 25% of its $8.59B portfolio in Q3 2026.
- Principal Securities opened 112 new positions and closed 84 in Q3 2026.
- Principal Securities's portfolio value rose 3.4% quarter-over-quarter to $8.59B.
Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.