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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
1251
Somnigroup International
SGI
$15.1B
$275K ﹤0.01%
3,721
+148
+4% +$12.8K
CTRA
1252
DELISTED
Coterra Energy
CTRA
$273K ﹤0.01%
7,782
-1,161
-13% -$34.9K
FDN icon
1253
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$272K ﹤0.01%
1,164
+146
+14% +$36.4K
CINF icon
1254
Cincinnati Financial
CINF
$28.3B
$272K ﹤0.01%
1,731
+289
+20% +$47K
UTG icon
1255
Reaves Utility Income Fund
UTG
$3.69B
$272K ﹤0.01%
6,927
+58
+0.8% +$2.27K
SHYM
1256
iShares Short Duration High Yield Muni Active ETF
SHYM
$789M
$272K ﹤0.01%
+12,354
New +$276K
INDS icon
1257
Pacer Industrial Real Estate ETF
INDS
$118M
$271K ﹤0.01%
+7,364
New +$285K
SELV icon
1258
SEI QiM U.S. Large Cap Low Volatility Active ETF
SELV
$252M
$269K ﹤0.01%
8,333
+608
+8% +$20.1K
ON icon
1259
ON Semiconductor
ON
$33.8B
$269K ﹤0.01%
+4,336
New +$272K
MORN icon
1260
Morningstar
MORN
$6.56B
$268K ﹤0.01%
1,586
-122
-7% -$22.7K
INMU icon
1261
BlackRock Intermediate Muni Income Bond ETF
INMU
$535M
$268K ﹤0.01%
+11,213
New +$272K
IMTB icon
1262
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
$268K ﹤0.01%
6,107
-200
-3% -$8.84K
FCOM icon
1263
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$265K ﹤0.01%
3,896
+66
+2% +$4.75K
CXT icon
1264
Crane NXT
CXT
$3.04B
$265K ﹤0.01%
6,535
-2,048
-24% -$99.4K
FXO icon
1265
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$265K ﹤0.01%
4,711
-118
-2% -$7K
PSEP icon
1266
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$265K ﹤0.01%
6,144
+45
+0.7% +$1.97K
THC icon
1267
Tenet Healthcare
THC
$20.1B
$264K ﹤0.01%
1,399
+362
+35% +$76.3K
RMD icon
1268
ResMed
RMD
$28.3B
$263K ﹤0.01%
1,172
+177
+18% +$44.1K
DDFJ
1269
Innovator Equity Dual Directional 15 Buffer ETF - January
DDFJ
$73.6M
$262K ﹤0.01%
+13,944
New +$265K
GEF icon
1270
Greif
GEF
$4.47B
$262K ﹤0.01%
3,899
+126
+3% +$8.92K
BIIB icon
1271
Biogen
BIIB
$29.9B
$260K ﹤0.01%
+1,420
New +$262K
COIN icon
1272
Coinbase
COIN
$41.7B
$260K ﹤0.01%
1,489
+602
+68% +$118K
SPBO icon
1273
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$259K ﹤0.01%
8,933
+43
+0.5% +$1.26K
ZMAR
1274
Innovator Equity Defined Protection ETF - 1 Yr March
ZMAR
$113M
$259K ﹤0.01%
+9,381
New +$259K
MMIT icon
1275
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$258K ﹤0.01%
+10,704
New +$262K
49 50
51
52 53

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.