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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
1201
iShares Dow Jones US ETF
IYY
$2.92B
$299K ﹤0.01%
1,888
-12
-0.6% -$1.99K
COMT icon
1202
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$298K ﹤0.01%
+8,809
New +$252K
SOFI icon
1203
SoFi Technologies
SOFI
$21.1B
$297K ﹤0.01%
18,709
+1,681
+10% +$35.4K
CCI icon
1204
Crown Castle
CCI
$32.7B
$296K ﹤0.01%
3,643
-111
-3% -$9.55K
HIMU
1205
iShares High Yield Muni Active ETF
HIMU
$2.37B
$296K ﹤0.01%
6,161
-10,244
-62% -$500K
FLTR icon
1206
VanEck IG Floating Rate ETF
FLTR
$2.93B
$294K ﹤0.01%
+11,555
New +$295K
SILJ icon
1207
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$294K ﹤0.01%
9,904
-988
-9% -$32.8K
TTC icon
1208
Toro Company
TTC
$8.93B
$294K ﹤0.01%
3,149
+143
+5% +$13.5K
NDAQ icon
1209
Nasdaq
NDAQ
$51.5B
$294K ﹤0.01%
3,460
-1,135
-25% -$102K
BEPC icon
1210
Brookfield Renewable
BEPC
$6.12B
$294K ﹤0.01%
7,373
+109
+2% +$4.44K
IBDU icon
1211
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.01B
$294K ﹤0.01%
12,621
– –
MDYG icon
1212
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$293K ﹤0.01%
3,058
-3,553
-54% -$348K
UUP icon
1213
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$293K ﹤0.01%
10,561
– –
WCC
1214
WESCO International
WCC
$16.2B
$293K ﹤0.01%
1,072
+63
+6% +$17.7K
IGIB icon
1215
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$293K ﹤0.01%
5,504
+1,501
+37% +$80.8K
EXPD icon
1216
Expeditors International
EXPD
$22.9B
$291K ﹤0.01%
2,035
+465
+30% +$70.7K
ODFL icon
1217
Old Dominion Freight Line
ODFL
$48.5B
$291K ﹤0.01%
+1,488
New +$277K
BUFY
1218
FT Vest Laddered International Moderate Buffer ETF
BUFY
$137M
$289K ﹤0.01%
12,905
+818
+7% +$18.5K
JKHY icon
1219
Jack Henry & Associates
JKHY
$10.7B
$289K ﹤0.01%
1,826
+45
+3% +$7.71K
VFH icon
1220
Vanguard Financials ETF
VFH
$13.3B
$288K ﹤0.01%
2,381
-7
-0.3% -$893
SHM icon
1221
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$288K ﹤0.01%
6,013
-1,417
-19% -$68.3K
RSPR icon
1222
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$107M
$288K ﹤0.01%
+8,665
New +$299K
BAX icon
1223
Baxter International
BAX
$11.6B
$287K ﹤0.01%
17,083
+998
+6% +$19.3K
IBP icon
1224
Installed Building Products
IBP
$6.13B
$287K ﹤0.01%
1,082
+5
+0.5% +$1.5K
ALHC icon
1225
Alignment Healthcare
ALHC
$4.02B
$287K ﹤0.01%
+16,261
New +$327K
47 48
49
50 51

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.