Principal Securities’s FT Vest Laddered International Moderate Buffer ETF BUFY Stock Holding History

Principal Securities’s Portfolio BUFY Stock Details BUFY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$421K	Buy	17,974 +5,069	+39%	+$117K	0.01%	1160
2026 Q1	$289K	Buy	12,905 +818	+7%	+$18.5K	﹤0.01%	1218
2025 Q4	$269K	Buy	12,087 +4,106	+51%	+$89.9K	﹤0.01%	1183
2025 Q3	$173K	Buy	7,981 +625	+8%	+$13.3K	﹤0.01%	1351
2025 Q2	$155K	Buy	+7,356	New	+$150K	﹤0.01%	1346

Other funds holding BUFY

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

PWP

Prasad Wealth Partners Independence, Ohio $416M AUM 21.9% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Rockefeller Capital Management New York $65.2B AUM 31.44% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Simplicity Wealth Summit, New Jersey $2.96B AUM 25.11% 1-Year Est. Return

Principal Securities's BUFY Position: Q2 2026 in Review

Principal Securities increased its FT Vest Laddered International Moderate Buffer ETF (BUFY) stake by 39% in Q2 2026, buying an estimated $117K and bringing the position to 17,974 shares worth $421K. The position accounts for 0.01% of the portfolio, ranked #1160.

Principal Securities first reported a position in BUFY in Q2 2025 and has held it in 5 quarters since. 62 funds tracked by Wall St. Rank hold BUFY as of Q2 2026.

Principal Securities held 17,974 shares of FT Vest Laddered International Moderate Buffer ETF worth $421K as of Q2 2026.
Principal Securities bought 5,069 FT Vest Laddered International Moderate Buffer ETF shares in Q2 2026, an estimated $117K.
FT Vest Laddered International Moderate Buffer ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #1160 holding.
Principal Securities first reported a position in FT Vest Laddered International Moderate Buffer ETF in Q2 2025 and has held it in 5 quarters since.
62 funds tracked by Wall St. Rank held FT Vest Laddered International Moderate Buffer ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.