PS
BUFY

Principal Securities’s FT Vest Laddered International Moderate Buffer ETF BUFY Stock Holding History

Principal Securities’s Portfolio BUFY Stock Details BUFY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$289K Buy
12,905
+818
+7% +$18.5K ﹤0.01% 1218
2025
Q4 		$269K Buy
12,087
+4,106
+51% +$89.9K ﹤0.01% 1183
2025
Q3 		$173K Buy
7,981
+625
+8% +$13.3K ﹤0.01% 1351
2025
Q2 		$155K Buy
+7,356
New +$150K ﹤0.01% 1346

Other funds holding BUFY

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
AIA
AssuredPartners Investment Advisors Tampa, Florida $919M AUM 26.81% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Principal Securities's BUFY Position: Q1 2026 in Review

Principal Securities increased its FT Vest Laddered International Moderate Buffer ETF (BUFY) stake by 6.8% in Q1 2026, buying an estimated $18.5K and bringing the position to 12,905 shares worth $289K. The position accounts for ﹤0.01% of the portfolio, ranked #1218.

Principal Securities first reported a position in BUFY in Q2 2025 and has held it in 4 quarters since. 54 funds tracked by Wall St. Rank hold BUFY as of Q1 2026.

  • Principal Securities held 12,905 shares of FT Vest Laddered International Moderate Buffer ETF worth $289K as of Q1 2026.
  • Principal Securities bought 818 FT Vest Laddered International Moderate Buffer ETF shares in Q1 2026, an estimated $18.5K.
  • FT Vest Laddered International Moderate Buffer ETF made up ﹤0.01% of Principal Securities's portfolio in Q1 2026, its #1218 holding.
  • Principal Securities first reported a position in FT Vest Laddered International Moderate Buffer ETF in Q2 2025 and has held it in 4 quarters since.
  • 54 funds tracked by Wall St. Rank held FT Vest Laddered International Moderate Buffer ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.