Principal Securities’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Principal Securities’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$202K	Sell	4,205 -1,808	-30%	-$86.5K	﹤0.01%	1513
2026 Q1	$288K	Sell	6,013 -1,417	-19%	-$68.3K	﹤0.01%	1221
2025 Q4	$357K	Sell	7,430 -2,725	-27%	-$131K	0.01%	1063
2025 Q3	$490K	Sell	10,155 -1,020	-9%	-$49.1K	0.01%	915
2025 Q2	$535K	Sell	11,175 -3,323	-23%	-$158K	0.01%	831
2025 Q1	$687K	Buy	14,498 +17	+0.1%	+$810	0.02%	671
2024 Q4	$686K	Buy	14,481 +5,150	+55%	+$246K	0.02%	669
2024 Q3	$449K	Buy	9,331 +325	+4%	+$15.5K	0.01%	794
2024 Q2	$425K	Sell	9,006 -999	-10%	-$47.1K	0.01%	760
2024 Q1	$475K	Sell	10,005 -181	-2%	-$8.62K	0.01%	690
2023 Q4	$487K	Buy	+10,186	New	+$478K	0.02%	612

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Quent Capital New York $1.63B AUM 27.42% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Principal Securities's SHM Position: Q2 2026 in Review

Principal Securities reduced its State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) stake by 30% in Q2 2026, selling an estimated $86.5K and leaving 4,205 shares worth $202K. The position accounts for ﹤0.01% of the portfolio, ranked #1513.

Principal Securities first reported a position in SHM in Q4 2023 and has held it in 11 quarters since. The position peaked at $687K in Q1 2025. 396 funds tracked by Wall St. Rank hold SHM as of Q2 2026.

Principal Securities held 4,205 shares of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF worth $202K as of Q2 2026.
Principal Securities sold 1,808 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q2 2026, an estimated $86.5K.
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1513 holding.
Principal Securities first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2023 and has held it in 11 quarters since.
Principal Securities's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $687K in Q1 2025.
396 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.