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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRW icon
1151
C.H. Robinson
CHRW
$22B
$333K ﹤0.01%
+2,007
New +$359K
CP icon
1152
Canadian Pacific Kansas City
CP
$82B
$333K ﹤0.01%
4,235
-11
-0.3% -$869
JLL icon
1153
Jones Lang LaSalle
JLL
$15.1B
$333K ﹤0.01%
+1,094
New +$353K
AGX icon
1154
Argan
AGX
$7.98B
$333K ﹤0.01%
+611
New +$249K
MKC icon
1155
McCormick & Company Non-Voting
MKC
$13.4B
$333K ﹤0.01%
6,594
-461
-7% -$29.4K
EOD
1156
Allspring Global Dividend Opportunity Fund
EOD
$276M
$332K ﹤0.01%
56,998
+33
+0.1% +$198
TIPX icon
1157
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$332K ﹤0.01%
+17,307
New +$332K
IBDS icon
1158
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$331K ﹤0.01%
13,663
+1,380
+11% +$33.5K
XPH icon
1159
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$331K ﹤0.01%
6,121
-30
-0.5% -$1.67K
TSN icon
1160
Tyson Foods
TSN
$20.2B
$331K ﹤0.01%
5,161
+385
+8% +$23.9K
GPIX icon
1161
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$4.75B
$330K ﹤0.01%
6,603
-271
-4% -$14.1K
AWI icon
1162
Armstrong World Industries
AWI
$6.86B
$328K ﹤0.01%
1,991
-1,438
-42% -$263K
PSP icon
1163
Invesco Global Listed Private Equity ETF
PSP
$228M
$328K ﹤0.01%
+5,796
New +$364K
BOTZ icon
1164
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$326K ﹤0.01%
9,809
+173
+2% +$6.39K
BCX icon
1165
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$325K ﹤0.01%
+26,997
New +$333K
NWG icon
1166
NatWest
NWG
$71.5B
$325K ﹤0.01%
21,824
+531
+2% +$8.82K
ILMN icon
1167
Illumina
ILMN
$29.4B
$324K ﹤0.01%
2,632
+586
+29% +$76.9K
PAPR icon
1168
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$323K ﹤0.01%
8,117
-54,817
-87% -$2.16M
RJF icon
1169
Raymond James Financial
RJF
$32.5B
$322K ﹤0.01%
2,227
+721
+48% +$114K
AVA icon
1170
Avista
AVA
$3.47B
$321K ﹤0.01%
8,006
-958
-11% -$38.7K
CHRD icon
1171
Chord Energy
CHRD
$7.79B
$321K ﹤0.01%
+2,258
New +$246K
RF icon
1172
Regions Financial
RF
$26.3B
$318K ﹤0.01%
12,191
+1,063
+10% +$29.7K
CCC
1173
CCC Intelligent Solutions
CCC
$3.42B
$317K ﹤0.01%
52,907
+24,058
+83% +$158K
SEIQ icon
1174
SEI QiM U.S. Large Cap Quality Active ETF
SEIQ
$656M
$317K ﹤0.01%
8,717
+49
+0.6% +$1.88K
NULG icon
1175
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$315K ﹤0.01%
3,465
– –
45 46
47
48 49

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.