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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RKLB icon
1101
Rocket Lab Corp
RKLB
$39.9B
$381K 0.01%
5,926
+1,292
+28% +$97.4K
VLTO icon
1102
Veralto
VLTO
$22.6B
$380K 0.01%
4,299
-1,435
-25% -$136K
FWONK icon
1103
Liberty Media Series C
FWONK
$24.3B
$379K 0.01%
4,462
-264
-6% -$23.1K
POR icon
1104
Portland General Electric
POR
$6.02B
$379K 0.01%
7,183
-1,264
-15% -$64.9K
AA icon
1105
Alcoa
AA
$11.7B
$378K 0.01%
+5,700
New +$350K
BJ icon
1106
BJs Wholesale Club
BJ
$11.9B
$377K 0.01%
3,834
+432
+13% +$41.7K
RGA icon
1107
Reinsurance Group of America
RGA
$15.7B
$374K 0.01%
1,834
+344
+23% +$71.1K
URNM icon
1108
Sprott Uranium Miners ETF
URNM
$1.78B
$370K 0.01%
5,863
-1,282
-18% -$87.6K
WBD icon
1109
Warner Bros
WBD
$64.6B
$369K 0.01%
13,446
-62,238
-82% -$1.74M
PIPR icon
1110
Piper Sandler
PIPR
$5.14B
$369K 0.01%
4,817
+609
+14% +$50K
LTH icon
1111
Life Time Group Holdings
LTH
$9.42B
$368K 0.01%
13,643
-373
-3% -$10.3K
SXI icon
1112
Standex International
SXI
$3.68B
$367K 0.01%
1,441
-62
-4% -$15.6K
JBTM
1113
JBT Marel
JBTM
$7.14B
$367K 0.01%
2,872
+7
+0.2% +$1.06K
CCJ icon
1114
Cameco
CCJ
$38.3B
$367K 0.01%
+3,376
New +$386K
FMAR icon
1115
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$366K 0.01%
7,543
+75
+1% +$3.59K
DG icon
1116
Dollar General
DG
$25.9B
$366K 0.01%
3,079
+633
+26% +$90.3K
PWB icon
1117
Invesco Large Cap Growth ETF
PWB
$2.29B
$365K 0.01%
2,902
+212
+8% +$28.1K
MWA icon
1118
Mueller Water Products
MWA
$3.92B
$365K 0.01%
13,263
-182
-1% -$5.04K
BIZD icon
1119
VanEck BDC Income ETF
BIZD
$1.58B
$364K 0.01%
28,464
-1,596
-5% -$21.5K
BIBL icon
1120
Inspire 100 ETF
BIBL
$495M
$364K 0.01%
7,722
-476
-6% -$23K
PRM icon
1121
Perimeter Solutions
PRM
$5.5B
$363K 0.01%
14,882
+2,103
+16% +$53.7K
QQH icon
1122
HCM Defender 100 Index ETF
QQH
$709M
$363K 0.01%
5,195
+846
+19% +$63.7K
RBC icon
1123
RBC Bearings
RBC
$18.8B
$362K 0.01%
+666
New +$354K
CHDN icon
1124
Churchill Downs
CHDN
$6.03B
$361K 0.01%
4,018
+1,316
+49% +$125K
CTRE icon
1125
CareTrust REIT
CTRE
$10.2B
$360K 0.01%
9,824
+1,505
+18% +$57.8K
43 44
45
46 47

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.