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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHC icon
1076
Encompass Health
EHC
$11.2B
$399K 0.01%
4,120
+942
+30% +$96.6K
SMTC icon
1077
Semtech
SMTC
$11.7B
$398K 0.01%
5,182
-1,154
-18% -$94.9K
MGC icon
1078
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$398K 0.01%
1,685
+179
+12% +$44.4K
FLBL icon
1079
Franklin Senior Loan ETF
FLBL
$852M
$398K 0.01%
17,306
-6,931
-29% -$160K
OXY icon
1080
Occidental Petroleum
OXY
$57B
$396K 0.01%
6,096
+761
+14% +$38.3K
ESGU icon
1081
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$394K 0.01%
2,788
-257
-8% -$38K
TRFM icon
1082
AAM Transformers ETF
TRFM
$227M
$392K 0.01%
8,447
+2,951
+54% +$144K
ARTY
1083
iShares Future AI & Tech ETF
ARTY
$3.49B
$392K 0.01%
8,417
+1,529
+22% +$76.7K
AEIS icon
1084
Advanced Energy
AEIS
$12.2B
$391K 0.01%
1,213
+61
+5% +$17.7K
CIEN icon
1085
Ciena
CIEN
$55.3B
$390K 0.01%
1,005
-197
-16% -$60.3K
EPP icon
1086
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$390K 0.01%
+7,337
New +$394K
GLTR icon
1087
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$388K 0.01%
1,776
+78
+5% +$18.3K
FTGS icon
1088
First Trust Growth Strength ETF
FTGS
$1.26B
$388K 0.01%
11,403
+1,223
+12% +$43.4K
GEHC icon
1089
GE HealthCare
GEHC
$27.6B
$387K 0.01%
5,436
+605
+13% +$47.7K
PVAL icon
1090
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$386K 0.01%
8,329
-7,008
-46% -$331K
ITB icon
1091
iShares US Home Construction ETF
ITB
$2.41B
$386K 0.01%
+4,266
New +$436K
BKMC icon
1092
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$217M
$386K 0.01%
10,494
-24
-0.2% -$916
MUSA icon
1093
Murphy USA
MUSA
$11.3B
$385K 0.01%
780
-235
-23% -$101K
RFV icon
1094
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
$385K 0.01%
2,960
+87
+3% +$11.6K
FHI icon
1095
Federated Hermes
FHI
$4.4B
$383K 0.01%
+6,760
New +$370K
FICO icon
1096
Fair Isaac
FICO
$28.7B
$383K 0.01%
359
-67
-16% -$91.9K
VST icon
1097
Vistra
VST
$55.1B
$383K 0.01%
2,549
+464
+22% +$75.1K
FDT icon
1098
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$383K 0.01%
4,403
-1,388
-24% -$123K
WT icon
1099
WisdomTree
WT
$2.97B
$382K 0.01%
26,267
+3,369
+15% +$52.1K
IBHF icon
1100
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$834M
$382K 0.01%
16,663
-884
-5% -$20.4K
42 43
44
45 46

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.