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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNRG icon
1051
Global X Renewable Energy Producers ETF
RNRG
$30.3M
$428K 0.01%
+11,600
New +$417K
TKO icon
1052
TKO Group
TKO
$13.5B
$427K 0.01%
2,119
+24
+1% +$4.91K
NE icon
1053
Noble Corp
NE
$6.9B
$424K 0.01%
8,647
-597
-6% -$24.4K
DTCR icon
1054
Global X Data Center & Digital Infrastructure ETF
DTCR
$2.16B
$424K 0.01%
+17,704
New +$433K
MET icon
1055
MetLife
MET
$61B
$423K 0.01%
5,980
-830
-12% -$62.1K
XMAG
1056
Defiance Large Cap ex-Mag 7 ETF
XMAG
$180M
$420K 0.01%
+18,908
New +$432K
BOCT icon
1057
Innovator US Equity Buffer ETF October
BOCT
$283M
$420K 0.01%
8,750
+100
+1% +$4.94K
XMVM icon
1058
Invesco S&P MidCap Value with Momentum ETF
XMVM
$499M
$418K 0.01%
6,426
+362
+6% +$24.1K
TROW icon
1059
T. Rowe Price
TROW
$25B
$418K 0.01%
4,642
+761
+20% +$73.7K
FTA icon
1060
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$417K 0.01%
4,517
+259
+6% +$23.7K
PKG icon
1061
Packaging Corp of America
PKG
$22.7B
$417K 0.01%
1,964
-534
-21% -$119K
KDP icon
1062
Keurig Dr Pepper
KDP
$40.4B
$417K 0.01%
15,827
+526
+3% +$14.7K
MGM icon
1063
MGM Resorts International
MGM
$11.7B
$415K 0.01%
11,216
-1,146
-9% -$40.8K
EPD icon
1064
Enterprise Products Partners
EPD
$83.8B
$414K 0.01%
10,944
+3,454
+46% +$122K
SLAB icon
1065
Silicon Laboratories
SLAB
$7.15B
$410K 0.01%
1,972
-2,798
-59% -$513K
MSTR icon
1066
Strategy Inc
MSTR
$33.5B
$408K 0.01%
3,272
+537
+20% +$76.8K
DFAS icon
1067
Dimensional US Small Cap ETF
DFAS
$15.2B
$408K 0.01%
5,738
-50
-0.9% -$3.67K
DGRW icon
1068
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$407K 0.01%
4,635
+520
+13% +$47.3K
SYSB
1069
iShares Systematic Bond ETF
SYSB
$1.15B
$405K 0.01%
+4,555
New +$409K
STLD icon
1070
Steel Dynamics
STLD
$35.6B
$405K 0.01%
2,251
+490
+28% +$89.2K
PBDC icon
1071
Putnam BDC Income ETF
PBDC
$273M
$404K 0.01%
+14,634
New +$421K
IWO icon
1072
iShares Russell 2000 Growth ETF
IWO
$14.5B
$402K 0.01%
1,282
+21
+2% +$6.99K
STIP icon
1073
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$402K 0.01%
3,885
-2,830
-42% -$291K
ARES icon
1074
Ares Management
ARES
$28.5B
$401K 0.01%
3,674
-1,589
-30% -$211K
LGOV icon
1075
First Trust Long Duration Opportunities ETF
LGOV
$622M
$400K 0.01%
18,566
+2,018
+12% +$44.2K
41 42
43
44 45

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.