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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTM icon
1001
White Mountains Insurance
WTM
$5.47B
$472K 0.01%
215
-1
-0.5% -$2.14K
LEA icon
1002
Lear
LEA
$7.19B
$471K 0.01%
3,889
-667
-15% -$83.1K
FBP icon
1003
First Bancorp
FBP
$4.4B
$470K 0.01%
21,997
– –
FUL icon
1004
H.B. Fuller
FUL
$3B
$466K 0.01%
7,552
+428
+6% +$26.2K
HPQ icon
1005
HP
HPQ
$23.5B
$464K 0.01%
24,153
+6,212
+35% +$121K
VTR icon
1006
Ventas
VTR
$48.9B
$463K 0.01%
5,657
-28
-0.5% -$2.29K
JPME icon
1007
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$465M
$461K 0.01%
4,028
+932
+30% +$107K
PPL
1008
PPL Corp
PPL
$27.3B
$461K 0.01%
12,061
+709
+6% +$26.2K
QWLD
1009
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$172M
$460K 0.01%
3,217
+40
+1% +$5.87K
FCNCA icon
1010
First Citizens BancShares
FCNCA
$24.6B
$460K 0.01%
244
-7
-3% -$14K
MGV icon
1011
Vanguard Mega Cap Value ETF
MGV
$13.2B
$457K 0.01%
3,154
+90
+3% +$13.3K
IWN icon
1012
iShares Russell 2000 Value ETF
IWN
$14.4B
$457K 0.01%
2,409
-9
-0.4% -$1.74K
IBTI icon
1013
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.86B
$456K 0.01%
20,446
-492
-2% -$11K
EWC icon
1014
iShares MSCI Canada ETF
EWC
$6.04B
$454K 0.01%
+8,289
New +$461K
EQT icon
1015
EQT Corp
EQT
$33.2B
$454K 0.01%
+7,131
New +$418K
JBND icon
1016
JPMorgan Active Bond ETF
JBND
$8.35B
$454K 0.01%
8,435
+1,499
+22% +$81.2K
TLTW icon
1017
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.85B
$453K 0.01%
20,038
+3,249
+19% +$74.3K
FFLG icon
1018
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$452K 0.01%
16,271
+2
+0% +$59
BRLN icon
1019
BlackRock Floating Rate Loan ETF
BRLN
$53.2M
$452K 0.01%
8,911
+376
+4% +$19.2K
REMG
1020
Russell Investments Emerging Markets Equity ETF
REMG
$101M
$452K 0.01%
14,677
-9,121
-38% -$292K
UTHR icon
1021
United Therapeutics
UTHR
$26.3B
$452K 0.01%
762
+76
+11% +$37.8K
VUSB icon
1022
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$451K 0.01%
9,054
-379
-4% -$18.9K
XPO icon
1023
XPO
XPO
$25B
$451K 0.01%
2,316
-111
-5% -$19.9K
FFEB icon
1024
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$450K 0.01%
8,056
+1,927
+31% +$110K
FTI icon
1025
TechnipFMC
FTI
$30.6B
$450K 0.01%
+6,506
New +$391K
39 40
41
42 43

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.