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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSNC icon
976
SS&C Technologies
SSNC
$17.8B
$514K 0.01%
7,602
+524
+7% +$40.3K
ESI icon
977
Element Solutions
ESI
$9.12B
$513K 0.01%
15,034
-1,220
-8% -$38.2K
WAT icon
978
Waters Corp
WAT
$36.8B
$513K 0.01%
1,724
+130
+8% +$44.5K
DIA icon
979
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$512K 0.01%
1,106
+15
+1% +$7.27K
JPC icon
980
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$511K 0.01%
67,725
+94
+0.1% +$760
MFIC icon
981
MidCap Financial Investment
MFIC
$784M
$510K 0.01%
45,418
+3,283
+8% +$36.2K
VIRT icon
982
Virtu Financial
VIRT
$5.2B
$510K 0.01%
11,600
+2,382
+26% +$92.8K
KMI icon
983
Kinder Morgan
KMI
$73.1B
$510K 0.01%
15,197
+900
+6% +$28.1K
IBB icon
984
iShares Biotechnology ETF
IBB
$9.31B
$509K 0.01%
3,015
+621
+26% +$106K
BSCS icon
985
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.54B
$504K 0.01%
24,664
-2,310
-9% -$47.5K
SCHI icon
986
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.4B
$502K 0.01%
22,143
+5,908
+36% +$136K
OKE icon
987
Oneok
OKE
$58.7B
$496K 0.01%
5,482
+876
+19% +$72.1K
SPMO icon
988
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$493K 0.01%
4,396
-21,257
-83% -$2.51M
FLQM icon
989
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.56B
$491K 0.01%
8,932
+906
+11% +$51.7K
CMG icon
990
Chipotle Mexican Grill
CMG
$40.8B
$488K 0.01%
15,244
-409
-3% -$15.1K
GBCI icon
991
Glacier Bancorp
GBCI
$6.55B
$484K 0.01%
+10,829
New +$513K
TDIV icon
992
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$482K 0.01%
5,148
+225
+5% +$22K
LBRT icon
993
Liberty Energy
LBRT
$2.83B
$482K 0.01%
16,720
-2,678
-14% -$68.3K
ARKK icon
994
ARK Innovation ETF
ARKK
$5.89B
$481K 0.01%
7,123
+2,272
+47% +$169K
COPX icon
995
Global X Copper Miners ETF NEW
COPX
$7.13B
$481K 0.01%
+6,301
New +$522K
EW icon
996
Edwards Lifesciences
EW
$47.6B
$481K 0.01%
6,002
+1,188
+25% +$97.9K
FID icon
997
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$479K 0.01%
22,854
+1,327
+6% +$28.4K
QSR icon
998
Restaurant Brands International
QSR
$25.1B
$477K 0.01%
6,452
-580
-8% -$40.7K
KRE icon
999
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$474K 0.01%
7,282
-1,876
-20% -$127K
BSEP icon
1000
Innovator US Equity Buffer ETF September
BSEP
$215M
$473K 0.01%
9,829
– –
38 39
40
41 42

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.