Principal Securities’s Innovator US Equity Buffer ETF September BSEP Stock Holding History

Principal Securities’s Portfolio BSEP Stock Details BSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$518K	Hold	9,829	–	–	0.01%	1059
2026 Q1	$473K	Hold	9,829	–	–	0.01%	1000
2025 Q4	$484K	Hold	9,829	–	–	0.01%	949
2025 Q3	$475K	Buy	9,829 +50	+0.5%	+$2.33K	0.01%	928
2025 Q2	$442K	Hold	9,779	–	–	0.01%	908
2025 Q1	$420K	Hold	9,779	–	–	0.01%	845
2024 Q4	$420K	Sell	9,779 -225	-2%	-$9.64K	0.01%	839
2024 Q3	$421K	Buy	10,004 +651	+7%	+$26.7K	0.01%	818
2024 Q2	$380K	Hold	9,353	–	–	0.01%	802
2024 Q1	$367K	Buy	9,353 +83	+0.9%	+$3.15K	0.01%	785
2023 Q4	$340K	Buy	+9,270	New	+$322K	0.01%	752

Other funds holding BSEP

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

OWA

Outlook Wealth Advisors Shenandoah, Texas $463M AUM 26.46% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Lantz Financial Naperville, Illinois $546M AUM 23.57% 1-Year Est. Return

Principal Securities's BSEP Position: Q2 2026 in Review

Principal Securities held its Innovator US Equity Buffer ETF September (BSEP) position steady in Q2 2026 at 9,829 shares worth $518K. The position accounts for 0.01% of the portfolio, ranked #1059.

Principal Securities first reported a position in BSEP in Q4 2023 and has held it in 11 quarters since. 108 funds tracked by Wall St. Rank hold BSEP as of Q2 2026.

Principal Securities held 9,829 shares of Innovator US Equity Buffer ETF September worth $518K as of Q2 2026.
Principal Securities left its Innovator US Equity Buffer ETF September share count unchanged in Q2 2026.
Innovator US Equity Buffer ETF September made up 0.01% of Principal Securities's portfolio in Q2 2026, its #1059 holding.
Principal Securities first reported a position in Innovator US Equity Buffer ETF September in Q4 2023 and has held it in 11 quarters since.
108 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF September as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.