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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMAR icon
951
Innovator International Developed Power Buffer ETF March
IMAR
$111M
$544K 0.01%
18,736
+1,500
+9% +$44.7K
IHF icon
952
iShares US Healthcare Providers ETF
IHF
$1.18B
$542K 0.01%
12,957
+542
+4% +$24.8K
GII icon
953
State Street SPDR S&P Global Infrastructure ETF
GII
$937M
$541K 0.01%
7,117
+901
+14% +$67.2K
IBKR icon
954
Interactive Brokers
IBKR
$40.9B
$540K 0.01%
8,055
+3,428
+74% +$245K
TYL icon
955
Tyler Technologies
TYL
$12.2B
$538K 0.01%
1,570
+309
+25% +$115K
HSBC icon
956
HSBC
HSBC
$355B
$538K 0.01%
6,516
+73
+1% +$6.18K
CRDT icon
957
Simplify Opportunistic Income ETF
CRDT
$35.7M
$538K 0.01%
23,859
+156
+0.7% +$3.61K
NKE icon
958
Nike
NKE
$61.9B
$536K 0.01%
10,147
+305
+3% +$18.5K
FIW icon
959
First Trust Water ETF
FIW
$1.84B
$534K 0.01%
5,173
-484
-9% -$53.6K
FMAT icon
960
Fidelity MSCI Materials Index ETF
FMAT
$585M
$532K 0.01%
9,225
+3,541
+62% +$207K
RSPH icon
961
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$531K 0.01%
17,597
+1,406
+9% +$45.1K
FTCB icon
962
First Trust Core Investment Grade ETF
FTCB
$2.51B
$531K 0.01%
25,313
+1,458
+6% +$30.9K
ACIW icon
963
ACI Worldwide
ACIW
$5.72B
$528K 0.01%
12,871
+8,577
+200% +$360K
ROK icon
964
Rockwell Automation
ROK
$51.4B
$527K 0.01%
1,469
+197
+15% +$77.7K
OIH icon
965
VanEck Oil Services ETF
OIH
$2.06B
$527K 0.01%
1,304
+596
+84% +$218K
BSCT icon
966
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.87B
$526K 0.01%
28,182
-1,329
-5% -$25K
LNT icon
967
Alliant Energy
LNT
$19.4B
$526K 0.01%
7,325
-62
-0.8% -$4.28K
CEMB icon
968
iShares JPMorgan EM Corporate Bond ETF
CEMB
$393M
$522K 0.01%
11,537
-1,587
-12% -$72.8K
BKLC icon
969
BNY Mellon US Large Cap Core Equity ETF
BKLC
$1.79B
$522K 0.01%
12,555
-39
-0.3% -$1.69K
RKT icon
970
Rocket Companies
RKT
$36.9B
$522K 0.01%
+36,634
New +$666K
VRIG icon
971
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
$519K 0.01%
20,713
-225
-1% -$5.65K
ROP icon
972
Roper Technologies
ROP
$36.3B
$518K 0.01%
1,465
-2,302
-61% -$849K
MDY icon
973
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$518K 0.01%
840
-1
-0.1% -$634
BKIE icon
974
BNY Mellon International Equity ETF
BKIE
$425M
$516K 0.01%
16,584
+153
+0.9% +$4.91K
IJJ icon
975
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$514K 0.01%
3,882
+530
+16% +$72.6K
37 38
39
40 41

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.