We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
901
Huntington Bancshares
HBAN
$35.1B
$608K 0.01%
38,836
+7,692
+25% +$131K
BLDR icon
902
Builders FirstSource
BLDR
$7.84B
$607K 0.01%
7,378
-211
-3% -$22.5K
EMB icon
903
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$604K 0.01%
6,436
-6,836
-52% -$657K
MFC icon
904
Manulife Financial
MFC
$72.6B
$603K 0.01%
17,496
+1,482
+9% +$53.3K
CRDO icon
905
Credo Technology Group
CRDO
$39.7B
$600K 0.01%
6,393
+1,732
+37% +$211K
SCHA icon
906
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$599K 0.01%
20,587
-350
-2% -$10.5K
HSMV icon
907
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$35.3M
$599K 0.01%
16,550
+1,062
+7% +$39.3K
PSA icon
908
Public Storage
PSA
$60.2B
$598K 0.01%
2,208
-82
-4% -$23.5K
BWX icon
909
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$593K 0.01%
27,024
+6,040
+29% +$136K
NTRA icon
910
Natera
NTRA
$37.5B
$591K 0.01%
2,955
+442
+18% +$95.1K
RSG icon
911
Republic Services
RSG
$66.7B
$588K 0.01%
2,684
+239
+10% +$52.4K
FDRR icon
912
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$586K 0.01%
9,967
-100
-1% -$6.12K
TW icon
913
Tradeweb Markets
TW
$21.3B
$585K 0.01%
4,973
+1,239
+33% +$142K
BNOV icon
914
Innovator US Equity Buffer ETF November
BNOV
$208M
$585K 0.01%
13,586
+43
+0.3% +$1.91K
CFG icon
915
Citizens Financial Group
CFG
$30.4B
$584K 0.01%
9,732
-538
-5% -$33.1K
PULS icon
916
PGIM Ultra Short Bond ETF
PULS
$17.7B
$580K 0.01%
11,718
+1,515
+15% +$75.3K
CUBE icon
917
CubeSmart
CUBE
$9.53B
$580K 0.01%
15,825
-15,805
-50% -$606K
FLMI icon
918
Franklin Dynamic Municipal Bond ETF
FLMI
$2.27B
$580K 0.01%
23,389
+755
+3% +$18.9K
PDBA icon
919
Invesco Agriculture Commodity Strategy No K-1 ETF
PDBA
$313M
$580K 0.01%
+15,892
New +$553K
AGRO icon
920
Adecoagro
AGRO
$1.53B
$576K 0.01%
38,380
-6,150
-14% -$60.7K
SCHM icon
921
Schwab US Mid-Cap ETF
SCHM
$14.6B
$574K 0.01%
18,533
-709
-4% -$22.6K
PAGP icon
922
Plains GP Holdings
PAGP
$5.23B
$571K 0.01%
23,525
+1,398
+6% +$30.5K
IDA icon
923
Idacorp
IDA
$8.23B
$571K 0.01%
3,991
-636
-14% -$87.2K
HYHG icon
924
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
$571K 0.01%
8,954
-440
-5% -$28.3K
HTUS icon
925
Hull Tactical US ETF
HTUS
$152M
$568K 0.01%
14,888
-1,409
-9% -$55.6K
35 36
37
38 39

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.