We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
876
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$655K 0.01%
14,609
+2,009
+16% +$91K
BAUG icon
877
Innovator US Equity Buffer ETF August
BAUG
$197M
$654K 0.01%
13,395
– –
FRDM icon
878
Freedom 100 Emerging Markets ETF
FRDM
$3.23B
$651K 0.01%
11,918
+14
+0.1% +$802
BP icon
879
BP
BP
$113B
$646K 0.01%
13,755
+138
+1% +$5.41K
PAAA icon
880
PGIM AAA CLO ETF
PAAA
$10.6B
$644K 0.01%
+12,582
New +$646K
TTE icon
881
TotalEnergies
TTE
$193B
$642K 0.01%
7,060
-1,133
-14% -$86.6K
QLYS icon
882
Qualys
QLYS
$4.84B
$638K 0.01%
7,261
+553
+8% +$61.3K
MSCI icon
883
MSCI
MSCI
$40B
$637K 0.01%
1,181
-1,082
-48% -$610K
IGRO icon
884
iShares International Dividend Growth ETF
IGRO
$1.27B
$637K 0.01%
7,600
+3,062
+67% +$263K
BIPC icon
885
Brookfield Infrastructure
BIPC
$5.11B
$636K 0.01%
16,100
-216
-1% -$9.91K
JMST icon
886
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$633K 0.01%
12,412
-13,983
-53% -$714K
BAPR icon
887
Innovator US Equity Buffer ETF April
BAPR
$403M
$633K 0.01%
12,917
+4,581
+55% +$221K
BSCR icon
888
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$627K 0.01%
31,970
-844
-3% -$16.6K
AWK icon
889
American Water Works
AWK
$26.3B
$626K 0.01%
4,597
-486
-10% -$64.2K
FLOT icon
890
iShares Floating Rate Bond ETF
FLOT
$10.1B
$625K 0.01%
12,262
+6,039
+97% +$308K
HIG icon
891
Hartford Financial Services
HIG
$38.5B
$623K 0.01%
4,611
-2,072
-31% -$283K
SPHD icon
892
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$622K 0.01%
+12,541
New +$631K
SPOT icon
893
Spotify
SPOT
$99.2B
$622K 0.01%
1,282
-220
-15% -$110K
UHS icon
894
Universal Health Services
UHS
$9.43B
$621K 0.01%
3,472
-3,180
-48% -$653K
BRO icon
895
Brown & Brown
BRO
$22.9B
$620K 0.01%
9,509
-1,121
-11% -$80.8K
JSML icon
896
Janus Henderson Small Cap Growth Alpha ETF
JSML
$366M
$616K 0.01%
8,793
-44
-0.5% -$3.28K
HYDB icon
897
iShares High Yield Systematic Bond ETF
HYDB
$1.62B
$615K 0.01%
13,213
-3,778
-22% -$178K
EMHC icon
898
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$276M
$613K 0.01%
24,714
+14,139
+134% +$359K
FELC icon
899
Fidelity Enhanced Large Cap Core ETF
FELC
$7.83B
$609K 0.01%
16,800
-153,634
-90% -$5.83M
TTWO icon
900
Take-Two Interactive
TTWO
$43B
$609K 0.01%
3,084
+197
+7% +$42.8K
34 35
36
37 38

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.