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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXE
851
Expand Energy Corp
EXE
$21.9B
$705K 0.01%
6,419
+3,228
+101% +$345K
FAB icon
852
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$704K 0.01%
7,448
-3,801
-34% -$360K
LUV icon
853
Southwest Airlines
LUV
$22.1B
$702K 0.01%
18,673
+2,276
+14% +$103K
PKW icon
854
Invesco BuyBack Achievers ETF
PKW
$1.69B
$701K 0.01%
5,343
+540
+11% +$73.3K
EEMV icon
855
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$701K 0.01%
10,829
-829
-7% -$55K
KT icon
856
KT
KT
$8.84B
$701K 0.01%
+32,666
New +$702K
FLDR icon
857
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$699K 0.01%
13,968
+2,142
+18% +$108K
BTZ icon
858
BlackRock Credit Allocation Income Trust
BTZ
$927M
$696K 0.01%
68,937
-1,116
-2% -$11.7K
SEIV icon
859
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.48B
$694K 0.01%
16,707
-174
-1% -$7.34K
MLPA icon
860
Global X MLP ETF
MLPA
$2.28B
$694K 0.01%
12,874
-145
-1% -$7.59K
HSCZ icon
861
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$227M
$693K 0.01%
17,457
+1,029
+6% +$41.8K
PEY icon
862
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$685K 0.01%
31,961
+1,378
+5% +$29.5K
AVLV icon
863
Avantis US Large Cap Value ETF
AVLV
$17.3B
$680K 0.01%
8,433
-467
-5% -$37.9K
DFAC icon
864
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$680K 0.01%
17,487
-1,198
-6% -$48.3K
LMBS icon
865
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$676K 0.01%
13,576
+1,770
+15% +$88.7K
GTO icon
866
Invesco Total Return Bond ETF
GTO
$2.4B
$673K 0.01%
14,379
+880
+7% +$41.7K
WAB icon
867
Wabtec
WAB
$51.1B
$673K 0.01%
2,691
-648
-19% -$157K
AER icon
868
AerCap
AER
$23.9B
$672K 0.01%
4,902
+63
+1% +$9.01K
TGT icon
869
Target
TGT
$62.1B
$670K 0.01%
5,528
+1,045
+23% +$118K
SEIM icon
870
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.38B
$667K 0.01%
14,651
-67
-0.5% -$3.16K
DVN icon
871
Devon Energy
DVN
$51.9B
$657K 0.01%
13,065
+4,340
+50% +$186K
STT icon
872
State Street
STT
$50.9B
$657K 0.01%
5,190
+561
+12% +$71.7K
USRT icon
873
iShares Core US REIT ETF
USRT
$4.74B
$657K 0.01%
11,095
+426
+4% +$25.6K
TLT icon
874
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$655K 0.01%
7,557
+1,356
+22% +$119K
RINT
875
Russell Investments International Developed Equity ETF
RINT
$143M
$655K 0.01%
22,496
-14,530
-39% -$439K
33 34
35
36 37

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.