Principal Securities’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Principal Securities’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$586K	Sell	5,777 -1,671	-22%	-$164K	0.01%	1009
2026 Q1	$704K	Sell	7,448 -3,801	-34%	-$360K	0.01%	852
2025 Q4	$1M	Sell	11,249 -5,843	-34%	-$511K	0.02%	696
2025 Q3	$1.49M	Sell	17,092 -1,471	-8%	-$126K	0.02%	533
2025 Q2	$1.51M	Sell	18,563 -4,185	-18%	-$324K	0.03%	499
2025 Q1	$1.88M	Hold	22,748	–	–	0.04%	379
2024 Q4	$1.88M	Sell	22,748 -501	-2%	-$42.7K	0.04%	377
2024 Q3	$1.96M	Sell	23,249 -439	-2%	-$36K	0.05%	354
2024 Q2	$1.87M	Sell	23,688 -3,119	-12%	-$249K	0.05%	317
2024 Q1	$2.21M	Sell	26,807 -5,532	-17%	-$430K	0.07%	259
2023 Q4	$2.52M	Buy	+32,339	New	+$2.3M	0.09%	211

Other funds holding FAB

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

PWS

Proactive Wealth Strategies Marietta, Georgia $623M AUM 30.7% 1-Year Est. Return

Principal Securities's FAB Position: Q2 2026 in Review

Principal Securities reduced its First Trust Multi Cap Value AlphaDEX Fund (FAB) stake by 22% in Q2 2026, selling an estimated $164K and leaving 5,777 shares worth $586K. The position accounts for 0.01% of the portfolio, ranked #1009.

Principal Securities first reported a position in FAB in Q4 2023 and has held it in 11 quarters since. The position peaked at $2.52M in Q4 2023. 66 funds tracked by Wall St. Rank hold FAB as of Q2 2026.

Principal Securities held 5,777 shares of First Trust Multi Cap Value AlphaDEX Fund worth $586K as of Q2 2026.
Principal Securities sold 1,671 First Trust Multi Cap Value AlphaDEX Fund shares in Q2 2026, an estimated $164K.
First Trust Multi Cap Value AlphaDEX Fund made up 0.01% of Principal Securities's portfolio in Q2 2026, its #1009 holding.
Principal Securities first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q4 2023 and has held it in 11 quarters since.
Principal Securities's First Trust Multi Cap Value AlphaDEX Fund position peaked at $2.52M in Q4 2023.
66 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.