Principal Securities’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Principal Securities’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$704K	Sell	7,448 -3,801	-34%	-$360K	0.01%	852
2025 Q4	$1M	Sell	11,249 -5,843	-34%	-$511K	0.02%	696
2025 Q3	$1.49M	Sell	17,092 -1,471	-8%	-$126K	0.02%	533
2025 Q2	$1.51M	Sell	18,563 -4,185	-18%	-$324K	0.03%	499
2025 Q1	$1.88M	Hold	22,748	–	–	0.04%	379
2024 Q4	$1.88M	Sell	22,748 -501	-2%	-$42.7K	0.04%	377
2024 Q3	$1.96M	Sell	23,249 -439	-2%	-$36K	0.05%	354
2024 Q2	$1.87M	Sell	23,688 -3,119	-12%	-$249K	0.05%	317
2024 Q1	$2.21M	Sell	26,807 -5,532	-17%	-$430K	0.07%	259
2023 Q4	$2.52M	Buy	+32,339	New	+$2.3M	0.09%	211

Other funds holding FAB

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

626 Financial Portage, Michigan $224M AUM 17.89% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Principal Securities's FAB Position: Q1 2026 in Review

Principal Securities reduced its First Trust Multi Cap Value AlphaDEX Fund (FAB) stake by 34% in Q1 2026, selling an estimated $360K and leaving 7,448 shares worth $704K. The position accounts for 0.01% of the portfolio, ranked #852.

Principal Securities first reported a position in FAB in Q4 2023 and has held it in 10 quarters since. The position peaked at $2.52M in Q4 2023. 68 funds tracked by Wall St. Rank hold FAB as of Q1 2026.

Principal Securities held 7,448 shares of First Trust Multi Cap Value AlphaDEX Fund worth $704K as of Q1 2026.
Principal Securities sold 3,801 First Trust Multi Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $360K.
First Trust Multi Cap Value AlphaDEX Fund made up 0.01% of Principal Securities's portfolio in Q1 2026, its #852 holding.
Principal Securities first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q4 2023 and has held it in 10 quarters since.
Principal Securities's First Trust Multi Cap Value AlphaDEX Fund position peaked at $2.52M in Q4 2023.
68 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.