We are live on ! Find out more
FAB icon

First Trust Multi Cap Value AlphaDEX Fund

63 hedge funds and large institutions have $55.4M invested in First Trust Multi Cap Value AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

5% more funds holding

Funds holding: 6063 (+3)

4% more capital invested

Capital invested by funds: $53.4M → $55.4M (+$1.96M)

0.02% less ownership

Funds ownership: 45.31%45.3% (-0.02%)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

Holders
63
Holders Change
+3
Holders Change %
+5%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
20
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.46M -$87.6K -1,027 -2%
Raymond James Financial
2
Raymond James Financial
Florida
$5.42M +$36.9K +432 +0.7%
LPL Financial
3
LPL Financial
California
$3.97M -$409K -4,791 -10%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.41M +$382K +4,471 +13%
Wells Fargo
5
Wells Fargo
California
$3.21M -$100K -1,176 -3%
6F
6
626 Financial
Michigan
$3.2M -$193K -2,259 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.94M +$39.8K +466 +1%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.77M -$228K -2,671 -8%
Goldman Sachs
9
Goldman Sachs
New York
$1.97M +$61.2K +717 +3%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.89M -$15.5K -182 -0.8%
Stifel Financial
11
Stifel Financial
Missouri
$1.78M -$5.97K -70 -0.3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.71M -$7K -82 -0.4%
PS
13
Principal Securities
Iowa
$1.49M -$126K -1,471 -8%
PA
14
PFG Advisors
Arizona
$1.35M +$29K +340 +2%
UBS Group
15
UBS Group
Switzerland
$1.1M -$347K -4,070 -24%
PAG
16
Private Advisor Group
New Jersey
$948K -$33.8K -396 -4%
QCIG
17
Quad-Cities Investment Group
Iowa
$789K +$5.29K +62 +0.7%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$763K +$746K +8,743 New
PWS
19
Proactive Wealth Strategies
Georgia
$703K +$2.99K +35 +0.4%
HI
20
Harbour Investments
Wisconsin
$655K +$85 +1 +0%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$639K -$4.27K -50 -0.7%
AWE
22
Avidian Wealth Enterprises
Texas
$632K +$2.05K +24 +0.3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$620K -$51.5K -603 -8%
CIAS
24
Capital Investment Advisory Services
North Carolina
$594K -$8.53K -100 -1%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$562K +$23.9K +280 +5%

FAB Hedge Fund Activity: Q3 2025 in Review

63 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2025, worth a combined $55.4M — up 3.7% from $53.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAB positions and 2 closed out — a net gain of 3 holders — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Rockefeller Capital Management, opening a new position worth an estimated $746K. The largest seller was Northeast Planning Associates NH, exiting entirely with an estimated $1.72M sold.

  • 63 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2025, up from 60 in Q2 2025.
  • Funds reported $55.4M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2025, up 3.7% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2025 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2025 was Rockefeller Capital Management, an estimated $746K added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2025 was Northeast Planning Associates NH, an estimated $1.72M sold.

Based on aggregated 13F filings for Q3 2025.