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First Trust Multi Cap Value AlphaDEX Fund

46 hedge funds and large institutions have $42.3M invested in First Trust Multi Cap Value AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.68% more ownership

Funds ownership: 41.5%44.18% (+2.7%)

2% less funds holding

Funds holding: 4746 (-1)

8% less capital invested

Capital invested by funds: $46.1M → $42.3M (-$3.84M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

39% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 18

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
11
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.14M -$1.38M -24,432 -16%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$4.81M -$126K -2,236 -2%
Bank of America
3
Bank of America
North Carolina
$4.15M -$122K -2,172 -3%
LPL Financial
4
LPL Financial
California
$2.5M +$1.15M +20,476 +81%
Goldman Sachs
5
Goldman Sachs
New York
$2.44M +$348K +6,169 +16%
Morgan Stanley
6
Morgan Stanley
New York
$2.1M -$311K -5,515 -13%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.84M +$379K +6,716 +25%
AG
8
Advisor Group
Arizona
$1.61M -$27.4K -487 -2%
Jane Street
9
Jane Street
New York
$1.59M +$642K +11,393 +65%
DADC
10
D.A. Davidson & Co
Montana
$1.58M -$42.5K -754 -3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.27M -$25.2K -447 -2%
KWM
12
Kingsview Wealth Management
Oregon
$1.19M +$354K +6,275 +41%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$918K +$483K +8,568 +104%
Wells Fargo
14
Wells Fargo
California
$876K -$400K -7,090 -31%
HighTower Advisors
15
HighTower Advisors
Illinois
$809K +$25.1K +445 +3%
FHC
16
First Heartland Consultants
Missouri
$751K -$44.3K -786 -5%
BFC
17
Bedel Financial Consulting
Indiana
$726K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$681K -$36.6K -649 -5%
TH
19
Timber Hill
Connecticut
$667K -$333K -5,900 -33%
WI
20
Wintrust Investments
Illinois
$629K -$6.76K -120 -1%
RJA
21
Raymond James & Associates
Florida
$615K -$84.3K -1,495 -12%
SFG
22
SNS Financial Group
Minnesota
$489K -$55.9K -991 -10%
CA
23
Cetera Advisors
Colorado
$430K
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$399K -$47.7K -846 -10%
PSF
25
Pacific Sun Financial
California
$360K +$371K +6,580 New

FAB Hedge Fund Activity: Q1 2018 in Review

46 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2018, worth a combined $42.3M — down 8.3% from $46.1M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FAB and 2 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 11 added.

The largest buyer was LPL Financial, adding an estimated $1.15M. The largest seller was Hilltop Holdings, exiting entirely with an estimated $1.45M sold.

  • 46 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2018, down from 47 in Q4 2017.
  • Funds reported $42.3M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2018, down 8.3% quarter-over-quarter.
  • 2 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2018 and 3 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2018 was LPL Financial, an estimated $1.15M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2018 was Hilltop Holdings, an estimated $1.45M sold.

Based on aggregated 13F filings for Q1 2018.