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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

61 hedge funds and large institutions have $96.7M invested in First Trust Multi Cap Value AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
9
Increased
12
Reduced
26
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15.9M
2
Goldman Sachs
2
Goldman Sachs
New York
$528K
3
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$253K
4
KAS
4
Kestra Advisory Services
Texas
$212K
5
Stifel Financial
5
Stifel Financial
Missouri
$8.43M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$6.92M
2
Wells Fargo
2
Wells Fargo
California
$6.29M
3
DADC
3
D.A. Davidson & Co
Montana
$475K
4
FAIM
4
Financial Advocates Investment Management
Washington
$2.88M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.76M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.9M +$7.68M +98,384 +94%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.86M -$542K -6,947 -5%
Stifel Financial
3
Stifel Financial
Missouri
$8.43M +$208K +2,670 +3%
LPL Financial
4
LPL Financial
California
$7.04M -$361K -4,623 -5%
Osaic Holdings
5
Osaic Holdings
Arizona
$6.92M -$6.38M -81,757 -48%
Wells Fargo
6
Wells Fargo
California
$6.29M -$2.91M -37,274 -32%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$5.41M -$760K -9,744 -12%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.08M +$10.6K +136 +0.3%
6F
9
626 Financial
Michigan
$3.49M -$201K -2,578 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.33M -$939K -12,029 -22%
FAIM
11
Financial Advocates Investment Management
Washington
$2.88M -$2.02M -25,859 -41%
PS
12
Principal Securities
Iowa
$2.52M +$2.52M +32,339 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.76M -$1.43M -18,276 -45%
Citadel Advisors
14
Citadel Advisors
Florida
$1.58M +$59.7K +765 +4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.51M -$61.2K -784 -4%
PAG
16
Private Advisor Group
New Jersey
$1.27M -$92.6K -1,187 -7%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.26M +$7.65K +98 +0.6%
PA
18
PFG Advisors
Arizona
$1.18M -$57.7K -740 -5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.1M +$5.85K +75 +0.5%
CIAS
20
Capital Investment Advisory Services
North Carolina
$838K -$7.26K -93 -0.9%
QCIG
21
Quad-Cities Investment Group
Iowa
$687K +$52.6K +676 +8%
NS
22
NBC Securities
Alabama
$665K +$83.3K +1,068 +14%
MC
23
Moors & Cabot
Massachusetts
$629K +$54.1K +693 +9%
RJA
24
Raymond James & Associates
Florida
$600K -$8.12K -104 -1%
AWE
25
Avidian Wealth Enterprises
Texas
$552K +$2.89K +37 +0.5%
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