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First Trust Multi Cap Value AlphaDEX Fund

61 hedge funds and large institutions have $96.7M invested in First Trust Multi Cap Value AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

13% more funds holding

Funds holding: 5461 (+7)

4% more capital invested

Capital invested by funds: $93.4M → $96.7M (+$3.3M)

0.7% more ownership

Funds ownership: 58.29%58.99% (+0.7%)

54% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 26

Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
12
Reduced
26
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.9M +$7.01M +98,384 +94%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.86M -$495K -6,947 -5%
Stifel Financial
3
Stifel Financial
Missouri
$8.43M +$190K +2,670 +3%
LPL Financial
4
LPL Financial
California
$7.04M -$329K -4,623 -5%
Osaic Holdings
5
Osaic Holdings
Arizona
$6.92M -$5.82M -81,757 -48%
Wells Fargo
6
Wells Fargo
California
$6.29M -$2.65M -37,274 -32%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$5.41M -$694K -9,744 -12%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.08M +$9.69K +136 +0.3%
6F
9
626 Financial
Michigan
$3.49M -$184K -2,578 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.33M -$857K -12,029 -22%
FAIM
11
Financial Advocates Investment Management
Washington
$2.88M -$1.84M -25,859 -41%
PS
12
Principal Securities
Iowa
$2.52M +$2.3M +32,339 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.76M -$1.3M -18,276 -45%
Citadel Advisors
14
Citadel Advisors
Florida
$1.58M +$54.5K +765 +4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.51M -$55.8K -784 -4%
PAG
16
Private Advisor Group
New Jersey
$1.27M -$84.5K -1,187 -7%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.26M +$6.98K +98 +0.6%
PA
18
PFG Advisors
Arizona
$1.18M -$52.7K -740 -5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.1M +$5.34K +75 +0.5%
CIAS
20
Capital Investment Advisory Services
North Carolina
$838K -$6.62K -93 -0.9%
QCIG
21
Quad-Cities Investment Group
Iowa
$687K +$48.1K +676 +8%
NS
22
NBC Securities
Alabama
$665K +$76.1K +1,068 +14%
MC
23
Moors & Cabot
Massachusetts
$629K +$49.3K +693 +9%
RJA
24
Raymond James & Associates
Florida
$600K -$7.41K -104 -1%
AWE
25
Avidian Wealth Enterprises
Texas
$552K +$2.63K +37 +0.5%

FAB Hedge Fund Activity: Q4 2023 in Review

61 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2023, worth a combined $96.7M — up 3.5% from $93.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAB positions and 2 closed out — a net gain of 7 holders — while 12 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.01M. The largest seller was Osaic Holdings, cutting an estimated $5.82M.

  • 61 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2023, up from 54 in Q3 2023.
  • Funds reported $96.7M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2023, up 3.5% quarter-over-quarter.
  • 9 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2023 and 2 closed out, a net change of +7 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $7.01M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2023 was Osaic Holdings, an estimated $5.82M sold.

Based on aggregated 13F filings for Q4 2023.