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First Trust Multi Cap Value AlphaDEX Fund

35 hedge funds and large institutions have $43M invested in First Trust Multi Cap Value AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

12% more capital invested

Capital invested by funds: $38.5M → $43M (+$4.49M)

6% more funds holding

Funds holding: 3335 (+2)

1.25% more ownership

Funds ownership: 46.56%47.82% (+1.3%)

65% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 17

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.5M -$883K -15,965 -7%
UBS Group
2
UBS Group
Switzerland
$4.74M -$112K -2,020 -2%
Bank of America
3
Bank of America
North Carolina
$3.81M -$997K -18,034 -22%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.87M +$744K +13,459 +37%
Wells Fargo
5
Wells Fargo
California
$2.43M +$703K +12,713 +44%
AG
6
Advisor Group
Arizona
$1.77M +$138K +2,496 +9%
Morgan Stanley
7
Morgan Stanley
New York
$1.75M -$33.8K -611 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.69M -$51.2K -926 -3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.64M +$1.56M +28,185 New
Citadel Advisors
10
Citadel Advisors
Florida
$1.31M +$277K +5,010 +29%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.23M -$34.9K -631 -3%
DADC
12
D.A. Davidson & Co
Montana
$1.05M -$110K -1,989 -10%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$888K -$124K -2,236 -13%
BFC
14
Bedel Financial Consulting
Indiana
$771K
PFA
15
Plotkin Financial Advisors
Maryland
$682K +$649K +11,740 New
Jane Street
16
Jane Street
New York
$644K -$146K -2,634 -19%
RJA
17
Raymond James & Associates
Florida
$592K -$5.03K -91 -0.9%
CBFP
18
Cedar Brook Financial Partners
Ohio
$525K -$31.5K -569 -6%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$504K -$138K -2,498 -22%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$396K -$2.76K -50 -0.7%
PSF
21
Pacific Sun Financial
California
$354K -$24.9K -450 -7%
CA
22
Cetera Advisors
Colorado
$343K +$221 +4 +0.1%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$327K +$311K +5,626 New
HighTower Advisors
24
HighTower Advisors
Illinois
$295K -$26.4K -478 -9%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$268K -$102K -1,850 -28%

FAB Hedge Fund Activity: Q4 2019 in Review

35 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2019, worth a combined $43M — up 12% from $38.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAB positions and 2 closed out — a net gain of 2 holders — while 6 added to existing stakes and 17 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $1.56M. The largest seller was Bank of America, cutting an estimated $997K.

  • 35 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2019, up from 33 in Q3 2019.
  • Funds reported $43M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2019, up 12% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2019 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2019 was Envestnet Asset Management, an estimated $1.56M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2019 was Bank of America, an estimated $997K sold.

Based on aggregated 13F filings for Q4 2019.